DTC Member Directories This section provides the listings of participants alphabetically by name and number for The Depository Trust Company (DTC). Use of most services provided by the regulated DTCC subsidiaries generally require membership in that subsidiary.
participant account name number abn amro clearing chicago llc 0695 abn amro securities (usa) llc 0349: abn amro securities (usa) llc/a/c#2 7571 ... dtc #1581 1581 bank of america na/client assets 2251: bank of china, new york branch 2555 ... na/hsbc custody & clearing services for stock loan & borrow 1950 hsbc bank usa, n.a.-ipb 2122
Clearing Services ... All eligible and qualified NSCC full service Members and DTC bank participants are eligible to use ACATS. Mutual Fund Service Members of NSCC are eligible to use the service on a limited basis, only as the contra-party to a transfer initiated by a broker dealer or a bank for the purpose of re-registering a mutual fund ...
This section provides the listings of participants alphabetically by name and number for National Securities Clearing Corporation (NSCC). Use of most services provided by the regulated DTCC subsidiaries generally require membership in that subsidiary. The NSCC member directory is made available here to all interested parties.
To find a particular bank's Depository Trust Company number, access the DTC member directory on the DTCC website. Access the numbers at no charge, filtering the results alphabetically or numerically. Find a list of settling banks and depository facilities through the same online directory.
number participant account name 0 series 0005. goldman sachs & co. llc 0010: brown brothers harriman & co. ... 0141 wells fargo clearing services, llc 0148: icap corporates llc 0158 apex clearing corporation 0161: ... #dtcc confidential (yellow) 0652 ubs securities llc/cmo 0670.
The Depository Trust Company (DTC) is one of the world's largest securities depositories. Founded in 1973 and based in New York City, the DTC is organized as a limited purpose trust company and ...
Fixed Income Clearing Corporation (FICC) was created in 2003 to reduce costs and give DTCC customers a common approach to fixed income transaction processing by integrating the Government Securities Clearing Corporation and the Mortgage-Backed Securities Clearing Corporation. Executing Firm Master List (January 2, 2020)
Alphabetical Reference November 2014 1 CLEARING NO. Name MUNI-OTC Symbol OTC/ Other MUNI MUNI Type A. R. Schmeidler & Co., Inc. SCHM 0443† CNS
It takes a certain number of resources to perform clearing services, and many of the smaller companies just don't have those resources. It is also important to remember that broker-dealers can change clearing firms. So, even if a broker uses one clearing firm now, the broker may switch to another clearing firm later.