Web Results
www.youtube.com/watch?v=YFwRKN-Tk_0

Interactive Brokers' senior market analyst Steven Levine provides some insights into general obligation bonds (GOs), including what ...

www.jdsupra.com/legalnews/sec-s-proposed-broker-dealer-exemption-73805

Oct 14, 2020 ... Although not targeted at municipal securities, the proposal would cover otherwise-eligible finders for most municipal securities as ...

www.nytimes.com/2014/03/17/your-money/determining-the-markup-on-municipal-bonds.html

Mar 17, 2014 ... In the simplest terms, when brokers sell muni bonds to clients, they have the option of charging the client more than the original price.

www.marketsmedia.com/marketaxess-to-buy-munibrokers

Sep 16, 2020 ... MuniBrokers connects 14 leading Municipal Securities Broker's Brokers and hundreds of institutional traders and Broker Dealers through a ...

www.silverlaw.com/excessive-muni-bond-markups-markdowns.html

The markup/markdown is embedded in the price the customer pays or receives for a municipal bond trade. It is the compensation a brokerage firm makes on the ...

bracewell.com/sites/default/files/news-files/Federal%20Securities%20Law.pdf

given to retail investors in certain municipal bond offerings5 and, ... Municipal bonds are bought by the general public through brokers, dealers, ...

www.wsj.com/articles/homespun-firms-challenge-wall-streets-muni-bond-supremacy-11573649487

Nov 13, 2019 ... The SEC is considering allowing advisers to arrange sales to skilled investors without the involvement of large banks and midsize brokers ...

www.advisorhub.com/ubs-to-pay-10-million-for-retail-muni-bond-violations

Jul 20, 2020 ... Rosenthal for allegedly helping unregistered brokers posing as retail investors flip municipal bond offerings. He accepted a five-year industry ...

im.bnymellon.com/us/en/individual/index.jsp

BNY Mellon Brokerage Account. Access your brokerage account to conduct trades and research, ... BNY Mellon Opportunistic Municipal Bond (PTEBX).

www.fa-mag.com/news/brokers-under-fire-from-sec-over-commissions-on-muni-bond-trades-18153.html

Jun 2, 2014 ... Retail investors buying municipal bonds may overpay for their trades because brokers arenÃ?¢ï¿½ï¿½t always required to disclose their ...

www.dtcc.com/clearing-services/equities-clearing-services

We provide settlement and clearing services for virtually all broker-to-broker equity, corporate & municipal bond and unit investment trust (UIT) ...