How Do You Find an LPL Financial Adviser?


Quick Answer

The LPL Financial website has a search feature to help users find an LPL financial adviser in their area. LPL Financial is a network of independent financial advisers who are located throughout the United States, according to its website.

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Advisers within the LPL network receive access to efficient technology and market research on a variety of investments, as well as other tools to assist them in meeting their clients needs, according to the LPL website. Its compliance team provides oversight to the advisers and their practices to ensure that they remain in compliance with the requirements of the financial advising field. It also offers consulting and training to members of its network, in order to help them manage their businesses more successfully.

Before choosing a financial adviser, an investor should do research to find the adviser that best meets his needs, advises Forbes. The investor should find out the adviser's credentials and level of experience, what types of services the adviser offers, and what types of clients the adviser typically handles. Advisers tend to work in different niches, so it is best to find one that regularly deals with the type of investing that interests the client. The client should also determine if the adviser's investment approach and the amount of contact he is likely to have with the adviser are consistent with his expectations.

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