The serfdom in Tibet controversy rests on both a political and an academic debate. In the political debate, Chinese sources claim moral authority for governing Tibet, based on narratives that portray Tibet as a feudal serfdom and a "hell on earth" prior to the invasion of Tibet in 1950. Tibetologists have presented a range of opinions as to the accuracy of this characterization, and there continues to be a lack of consensus on the topic. Accusations of the existence of unfree labour of all sorts has been a recurrent theme, these accusations covering periods both before and after the Chinese takeover. Sympathisers with the Communist regime highlight statements by the government of the People's Republic of China that, prior to 1959, 95% of Tibetans lived in 'feudal serfdom', and cite cases of abuse and cruelty in the traditional Tibetan system. Sympathisers with the Free Tibet movement have highlighted reports of Communist-run forced labour camps in the region and point out the efforts made by the Tibetan authorities to modernise the country and improve conditions in Tibet in the first half of the 20th Century.
In the academic debate of the 'Serfdom in Tibet' controversy, the nature of serfdom and its applicability to Eastern societies is contested amongst academics. Tibetologist Melvyn Goldstein wrote in 1971 that "Tibet was characterized by a form of institutionalized inequality that can be called pervasive serfdom". However many academics have questioned the applicability of the concept to Tibet, a recent example being Heidi Fjeld who in 2003 argued that feudalism and the use of the term 'serf' was misleading in relation to the social system of Tibet and instead described it as "a caste-like social hierarchy".
In Europe, serfdom is associated with manorialism and was a historical phenomenon primarily of the Middle Ages. It has been argued, however, that the PRC's experimentation with collective farming and People's communes in the 1950s and 60s amounted to a return to government-owned serfdom. (See the Alleged Return of Serfdom.) For a description of social conditions in pre-1950 Tibet see Social classes of Tibet.
Discussing the social structure of Tibet inevitably leads to difficulties with defining terms. Not only may serf and feudalism be Western terms inappropriate for Asian use but the geography and peoples of Tibet vary according to interpreter. The lack of agreement of the various sides as to terminology highlights that the 'Serfdom in Tibet' controversy is a politicised debate, with the term 'feudal serfdom' largely being used by the People's Republic of China as a justification for their taking control in Tibet. According to the PRC:
...there was a historically imperative need for the progress of Tibetan society and the happiness of the Tibetan people to expel the imperialists and shake off the yoke of feudal serfdom. The founding of the People's Republic of China in 1949 brought hope for the deeply distressed Tibetan people. In conforming to the law of historical development and the interests of the Tibetan people, the Central People's Government worked actively to bring about Tibet's peaceful liberation. After that, important policies and measures were adopted for Tibet's Democratic Reform, regional autonomy, large-scale modernization and reform and opening-up.However, the Tibetan government in exile responds:
...the Chinese justifications make no sense. First of all, international law does not accept justifications of this type. No country is allowed to invade, occupy, annex and colonize another country just because its social structure does not please it. Secondly, the PRC is responsible for bringing more suffering in the name of liberation. Thirdly, necessary reforms were initiated and Tibetans are quite capable of doing so.
Two issues are at stake:
In the first debate the Chinese wish readers to understand, first, that Tibet truly and historically belongs to China, and that affairs of Tibet are internal matters; the Tibetans seek to internationalize their cause, in part by convincing readers that Tibet was independent. The second major component of Chinese claims is that the common Tibetans suffered appallingly before the Chinese takeover.
Many of the Chinese works in English on the subject were translated from Chinese. Translators are not named, but censors are. Asian studies and histories scholar John Powers, noting also the error-ridden and awkward English, concludes that ideology was the most powerful influence on the translations. "In contemporary China, the Communist Party strictly controls the presentation of history, and several formal 'Resolutions' have been issued by the Central Committee, which are intended to guide historians in the 'correct' interpretation of historical events and actors." The writings of contemporary Chinese historians conform to Marxist-Leninist doctrine, which asserts that societies progress from primitive communism, to slave societies, which are then overthrown and replaced by feudalism, which are in their turn overthrown and replaced by capitalism, which is followed (via rebellion, again) by socialism, which may progress peacefully toward communism. Several Chinese sources insert peasant rebellions into their accounts of Tibetan history, to achieve conformity with this required structure. Historians in China are prevented from performing research that could challenge orthodoxy. Marx condemned religion as "the opiate of the masses", and this doctrine is also infused in Chinese writings on history.
Western authors typically claim fact-oriented objectivity in their writings on Tibetan history, but often turn out to be just as rhetorically polarized. For example, Hugh Richardson, who lived in Lhasa in the 1930s and 1940s, before the takeover by the PRC in 1951, finds (in his Tibet and Its History) Chinese versions of Tibetan history contemptible and considers the Chinese rule brutal and illegal. Israel Epstein, born in Poland but a naturalized Chinese citizen, similarly claims the authority of first-hand knowledge, but after the Chinese takeover, and is vehemently pro-China.
Probably the most scholarly and weightiest history of Tibet in the first half of the 20th century was written by anthropologist and historian Professor Melvyn Goldstein, who is fluent in Tibetan and has done considerable fieldwork with Tibetans in exile and in Tibet. He considers pre-1950 Tibet to have been a feudal theocracy impaired by corrupt and incompetent leaders.. It was de facto independent of China from 1911 to 1949, but not recognised as de jure independent of China by any nation, including its protective power Great Britain. Goldstein has also co-authored two biographies of pro-China Tibetans who are critical of PRC policies in Tibet, and who were jailed for many years for their opinions.
Tibetologist Robert Barnett writes:
For instance the Tibetan Phuntso Wangye who founded the Tibetan communist party in the 40's describes the old system as unequal and exploitative, one of the pro-Tibetan sources, Richardson, the British Trade Envoy to Tibet in the last decade of Lamaist rule, agrees with the Tibetan government in exile, stating there was little difference between the rich and the poor.
One of the earliest publications in English to apply the term serf to Tibet was Marxist Anna Louise Strong's work from 1960, When Serfs Stood up in Tibet, published by the Chinese government. Another seminal promoter of the term is historian A. Tom Grunfeld, who based his writings on the work of British explorers of the region, in particular Sir Charles Bell. It has been argued that his book is not supported by traditional Tibetan, Chinese, or Indian histories, that it contains inaccuracies and distortions,, and that Grunfeld's extracts from Bell were taken out of context to mislead readers..Grunfeld is a polarizing figure for the Chinese, who praise his work, his scholarship, and his integrity; and the Tibetans, who match this praise with condemnation, calling him a "sinologist" who lacks authority on Tibetan history due to his inability to read Tibetan.
Political scientist Michael Parenti's 2003 (revised in 2007) essay Friendly Feudalism:The Tibet Myth was largely based on the preceding work of Stuart and Roma Gelder (Timely Rain: Travels in New Tibet 1964), Strong and Grunfeld,.
Several Tibetan sources portray Tibetan peasants and workers to support their own view of a Tibetan people who were not only independent of China, but found the Chinese alien and incomprehensible, and who suffered genocide under Chinese rule.
Goldstein has produced many works on Tibetan society since the 1960s and uses the term serf to translate mi ser (literally "yellow person") and to describe both the landless peasant classes and the wealthier land holding and taxpaying class of families. He has written, "with the exception of about 300 noble families, all laymen and laywomen in Tibet were serfs (Mi ser) bound via ascription by parallel descent to a particular lord (dPon-po) though an estate, in other words sons were ascribed to their father's lord but daughters to their mother's lord." In his 1989 book A History of Modern Tibet Goldstein argued that although serfdom was prevalent in Tibet, this did not mean that it was an entirely static society. There were several types of serf sub-status, of which one of the most important was the "human lease", which enabled a serf to acquire a degree of personal freedom. This was an alternative which, despite retaining the concept of lordship, partially freed the 'mi ser' from obligations to a landed estate, usually for an annual fee. In 1997 Goldstein used the term 'serf' in the following way "...monastic and aristocratic elites who held most of the land in Tibet in the form of feudal estates with hereditarily bound serflike peasants."
Powers characterized Goldstein as "generally pro-China" but also called his History of Modern Tibet "the most balanced treatment". Goldstein describes himself as having conservative political views.
Not all writers use the term "serfdom" to describe pre-Communist society in Tibet pejoratively. Pico Iyer, a journalist whose father is a friend of the Dalai Lama and who has himself been in private conversation with him for over thirty years writes: "Almost as soon as he came into exile, in 1959, the Dalai Lama seized the chance to get rid of much of the red tape and serfdom that had beset Tibet in the past".
The Dalai Lama himself used the term 'serf' in 1991. "The relationship between landlord and serf was much milder in Tibet than in China and conditions for the poor were much less harsh.
Journalist Thomas Laird notes that scholars debate the applicability of these terms to Tibet, and struggle with a lack of sufficient data.. Journalist Barbara Crossette asserted in 1998 that "scholars of Tibet mostly agree that there has been no systematic serfdom in Tibet in centuries.
The Tibetan Government-in-Exile says about conditions in Tibet pre-Communism:
Traditional Tibetan society was, by no means, perfect and was in need of changes. The Dalai Lama and other Tibetan leaders have admitted as much. That is the reason why the Dalai Lama initiated far-reaching reforms in Tibet as soon as he assumed temporal authority. The traditional Tibetan society, however, was not nearly as bad as China would have us believe.
Goldstein argued that Tibetan society fulfilled all these requirements, and argued in detail against the specific diverging opinions of fellow scholars Miller, Micheal, Dargyay and Aziz. He underpinned his assertions by research, first hand accounts and case studies, and responded to criticisms which had been voiced by these researchers in the preceding years.
Only Miller responded in the next The Tibet Journal, in a short letter, in 1987. She acknowledged Goldstein's scholarship, stating "Goldstein's article ... cannot be faulted. It is an outstanding example of his exemplary collection of fine data." She disagreed however with his interpretation, specifically the use of the word "serf" and challenged him by asserting the following:
In the following issue Goldstein replied in brief arguing:
In a later publication and response Goldstein agreed to differ on the use of the word "serf" to prevent a terminological discussion distracting from the examination of societal conditions. He argued that running away was an act of desperation severing familial, social and economic ties. He discussed the form of partial manumission known as "human lease" and argued that it: only temporarily freed from daily service but not occasional service at the lord's discretion; the payment of an annual fee decided by the lord was required; it was revocable at will by the lord. Thus he felt it was a very weak form of manumission.
Incidents of mutilation have been recorded in Tibet in the period between the start of the 20th Century and the Chinese occupation. Tibetan communist Phuntso Wangye recalled his anger at seeing freshly severed human ears hanging from the gate of the county headquarters in Damshung north of Lhasa in 1945.
An eye gouging by direct order of the Kashag or Tibetan Government was carried out in 1934. This was sufficiently unusual that the untouchables (ragyaba) carrying it out had no previous experience of the correct technique and had to rely on instructions heard from their parents. An attempt was made at anesthetizing the alleged criminal with intoxicants before performing the punishment, which unfortunately did not work well..
Whipping was legal and common as punishment in Tibet including in the 20th century, also for minor infractions and outside judicial process. Whipping could also have fatal consequences, as in the case of the trader Gyebo Sherpa subjected to the severe corca whipping for selling cigarettes. He died from his wounds 2 days later in the Potala prison. Tashi Tsering, a self-described critic of traditional Tibetan society, records being whipped as a 13 year old for missing a performance as a dancer in the Dalai Lama's dance troop in 1942, until the skin spilt and the pain became excruciating.
In its 100 Questions and Answers About Tibet the PRC states that human rights were 'severely infringed upon' by the Dalai Lama's administration. The evidence for these accusations is disputed.
According to writer Rebecca French, Tibetans viewed criminal offenses as uncommon, but there are few records to establish frequency. However, Tibetans also believe that theft and banditry were common especially along trade routes.. Because it was considered harsh by most Tibetans, they tended to seek alternative settlements and leniency from local courts instead of pursuing government action in disputes. Local officials were also more likely to find peaceful outcomes in a community setting than to resort to harsher government resolution.
Political power could play a role in a judicial process in Tibet. In the eye gouging case above the alleged criminal was a deposed member of the Kashag called Lungshar who had proposed democratic reform. The charge was planning a coup and the attempted murder of another Kashag member who opposed reform. It was strenuously denied by the accused. Conviction was based on the evidence of one informer who claimed to have seen a document which was never produced. He was richly rewarded, and the trial seems to be have been a show trial by traditionalists seeking to prevent reform. From arrest to execution of the sentence was only ten days, limiting the possibilities of appeal.
In 1904 the British army invaded and held the Tibetan Chumbi Valley, in the border region adjacent to Bhutan and India. Sir Charles Bell was put in charge of the district from September 1904 to November 1905 and wrote that slavery was still practiced in Chumbi but had declined greatly over the previous thirty years. He noted that only a dozen or two dozen slaves remained, unlike nearby Bhutan where slavery was more widespread. Bell further remarked, "The slavery in the Chumpi valley was of a very mild type. If a slave was not well treated, it was easy for him to escape into Sikkim and British India.
There is also evidence of human rights infringements since the Communist takeover in Tibet, including the 2006 Nangpa La shootings. See human rights in the People's Republic of China for an overview. The Human Rights Watch World Report 2008:Events in China 2007 states:
Widespread and numerous instances of repression target ordinary citizens, monks, nuns, and even children in an effort to quash alleged “separatism.” Seven Tibetan boys in Gansu province were detained for over a month in early September after they allegedly wrote slogans on the walls of a village police station and elsewhere calling for the return of the Dalai Lama and a free Tibet. Ronggyal Adrak was detained and charged under state security offenses by police on August 1 after he called for the Dalai Lama’s return at a horse race festival in Sichuan province. He is awaiting trial. The Chinese government has failed to bring to justice those responsible for the shooting death by People’s Armed Police officers of a 17-year-old nun, Kelsang Namtso, while trying to cross the border into Nepal on September 30, 2006.
According to the 'United Nations Research Institute for Social Development', bonded labor and other forms of economic exploitation currently exist in nearby regions including India, Nepal, and several Chinese provinces. Kamaiya, the bonded labour system in neighbouring Nepal, was formally abolished in the year 2000. In 2007 Shanxi, China was the scene of its own slave scandal that turned out to involve human trafficking and slave labor in Hebei, Guangdong and Xinjiang provinces as well. According to the U.S. Dept of State "Trafficking in Persons Report 2008" Bangladesh, Nepal, Mongolia and Pakistan are all Tier 2 countries, with China and India both on the Tier 2 watchlist. However no local regions are in Tier 3.