Definitions

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Elf

[elf]
An elf is a creature of Norse mythology. The elves were originally imagined as a race of minor nature and fertility gods, who are often pictured as youthful-seeming men and women of great beauty living in forests and underground places and caves, or in wells and springs. They have been portrayed to be long-lived or immortal and as beings of magical powers.

Following J. R. R. Tolkien's influential The Lord of the Rings, wherein a wise, immortal people named Elves have a significant role, elves became staple characters of modern fantasy.

Etymology and Germanic origins

The English word elf is from Old Norse ælf or álfr (also ylf), from a Proto-Germanic *albo-z, *albi-z, Middle High German elbe. In Middle English, until the 14th century, elf was the masculine, while the corresponding feminine was elven (Old English àlfen, from *albinnja).

The word's ultimate etymology may be the Proto-Indo-European root *albh- meaning "white", from which also stems the Latin albus "white". Alternatively, a connection to the Rbhus, semi-divine craftsmen in Indian mythology, has also been suggested (OED). In this case, a Latin etymological root cognate would be labor.

Something associated with elves or the qualities of elves is described by the adjectives elven, elvish, elfin or elfish. According to a convention of modern fantasy, the 'v' in elven or elvish refers to human-sized elves (who correspond more closely to those of the old Germanic paganism), whereas the f in elfin or elfish refers to tiny-sized elfs (who correspond more closely to the folklore of the Renaissance and Romantic Eras).

The corresponding terms in Norse languages other than English are:

  • North Germanic
    • Old Norse: álfr, plural álfar.
    • Icelandic: álfar, álfafólk and huldufólk (hidden people).
    • Danish: Elver, elverfolk or alfer (note alfer today translates to fairies). .
    • Norwegian: alv, alven, alver, alvene / alvefolket (note alvefolket today translates to "the elfpeople")
    • Swedish: alfer, alver or älvor (feminine form - today translated to fairies).
  • Continental West Germanic
  • Gothic *albs, plural *albeis (Procopius has the personal name Albila)

Norse mythology

The earliest preserved description of elves comes from Norse mythology. In Old Norse they are called álfar (singular, nominative case: álfr), and although no older or contemporary descriptions exist, the appearance of beings etymologically related to álfar in earlier and later folklore strongly suggests that the belief in elves was common among all the Germanic tribes, and not limited solely to the ancient Scandinavians.

Although the concept itself is never clearly defined in the extant sources, the elves appear to have been conceived as powerful and beautiful human-sized beings. The myths about elves have never been recorded. Full-sized famous men could be elevated to the rank of elves after death, such as the petty king Olaf Geirstad-Elf. The smith hero Völundr is identified as 'Ruler of Elves' (vísi álfa) and 'One among the Elven Folk' (álfa ljóði), in the poem Völundarkviða, whose later prose introduction also identifies him as the son of a king of 'Finnar', an Arctic people respected for their shamanic magic (most likely, the sami). In the Thidrek's Saga a human queen is surprised to learn that the lover who has made her pregnant is an elf and not a man. In the saga of Hrolf Kraki a king named Helgi rapes and impregnates an elf-woman clad in silk who is the most beautiful woman he has ever seen.

Crossbreeding was consequently possible between elves and humans in the Old Norse belief. The human queen who had an elvish lover bore the hero Högni, and the elf-woman who was raped by Helgi bore Skuld, who married Hjörvard, Hrólfr Kraki's killer. The saga of Hrolf Kraki adds that since Skuld was half-elven, she was very skilled in witchcraft (seiðr), and this to the point that she was almost invincible in battle. When her warriors fell, she made them rise again to continue fighting. The only way to defeat her was to capture her before she could summon her armies, which included elvish warriors.

There are also in the Heimskringla and in The Saga of Thorstein, Viking's Son accounts of a line of local kings who ruled over Álfheim, corresponding to the modern Swedish province Bohuslän and Norwegian province Østfold, and since they had elven blood they were said to be more beautiful than most men.

The land governed by King Alf was called Alfheim, and all his offspring are related to the elves. They were fairer than any other people...

The last king is named Gandalf.

In addition to these human aspects, they are commonly described as semi-divine beings associated with fertility and the cult of the ancestors and ancestor worship. The notion of elves thus appears similar to the animistic belief in spirits of nature and of the deceased, common to nearly all human religions; this is also true for the Old Norse belief in dísir, fylgjur and vörðar ("follower" and "warden" spirits, respectively). Like spirits, the elves were not bound by physical limitations and could pass through walls and doors in the manner of ghosts, which happens in Norna-Gests þáttr. It is said that elves are the Germanic equivalent to the nymphs of Greek and Roman mythology, and vili and rusalki of Slavic mythology.

The Icelandic mythographer and historian Snorri Sturluson referred to dwarves (dvergar) as "dark-elves" (dökkálfar) or "black-elves" (svartálfar); but whether this reflects wider medieval Scandinavian belief is uncertain. He referred to other elves as "light-elves" (ljósálfar), which has often been associated with elves' connection with Freyr, the god of the sun (according to Grímnismál, Poetic Edda). Snorri describes the elf differences as follows:

"There is one place there [in the sky] that is called the Elf Home (Álfheimr). People live there that are named the light elves (Ljósálfar). But the dark elves (Dökkálfar) live below in earth, and they are unlike them in appearance – and more unlike them in reality. The Light Elves are brighter than the sun in appearance, but the Dark Elves are blacker than pitch." (Snorri, Gylfaginning 17, Prose Edda)

"Sá er einn staðr þar, er kallaðr er Álfheimr. Þar byggvir fólk þat, er Ljósálfar heita, en Dökkálfar búa niðri í jörðu, ok eru þeir ólíkir þeim sýnum ok miklu ólíkari reyndum. Ljósálfar eru fegri en sól sýnum, en Dökkálfar eru svartari en bik."

Further evidence for elves in Norse mythology comes from Skaldic poetry, the Poetic Edda and legendary sagas. In these elves are linked to the Æsir, particularly by the common phrase "Æsir and the elves", which presumably means "all the gods". Some scholars have compared elves to the Vanir (fertility gods). But in the Alvíssmál ("The Sayings of All-Wise"), elves are considered distinct from both the Vanir and the Æsir, as revealed by a series of comparative names in which Æsir, Vanir, and elves are given their own versions for various words in a reflection of their individual racial preferences. It is possible that the words designate a difference in status between the major fertility gods (the Vanir) and the minor ones (the elves). Grímnismál relates that the Van Frey was the lord of Álfheimr (meaning "elf-world"), the home of the light-elves. Lokasenna relates that a large group of Æsir and elves had assembled at Ægir's court for a banquet. Several minor forces, the servants of gods, are presented such as Byggvir and Beyla, who belonged to Freyr, the lord of the elves, and they were probably elves, since they were not counted among the gods. Two other mentioned servants were Fimafeng (who was murdered by Loki) and Eldir.

Some speculate that Vanir and elves belong to an earlier Nordic Bronze Age religion of Scandinavia, and were later replaced by the Æsir as main gods. Others (most notably Georges Dumézil) argue that the Vanir were the gods of the common Norsemen, and the Æsir those of the priest and warrior castes (see also Nerthus).

A poem from around 1020, the Austrfaravísur ('Eastern-journey verses') of Sigvat Thordarson, mentions that, as a Christian, he was refused board in a heathen household, in Sweden, because an álfablót ("elves' sacrifice") was being conducted there. However, we have no further reliable information as to what an álfablót involved, but like other blóts it probably included the offering of foods, and later Scandinavian folklore retained a tradition of sacrificing treats to the elves (see below). From the time of year (close to the autumnal equinox) and the elves' association with fertility and the ancestors, we might assume that it had to do with the ancestor cult and the life force of the family.

In addition to this, Kormáks saga accounts for how a sacrifice to elves was apparently believed able to heal a severe battle wound:

Þorvarð healed but slowly; and when he could get on his feet he went to see Þorðís, and asked her what was best to help his healing.
"A hill there is," answered she, "not far away from here, where elves have their haunt. Now get you the bull that Kormák killed, and redden the outer side of the hill with its blood, and make a feast for the elves with its flesh. Then thou wilt be healed."

Folklore

Scandinavian

In Scandinavian folklore, which is a later blend of Norse mythology and elements of Christian mythology, an elf is called elver in Danish, alv in Norwegian, and alv or älva in Swedish (the first is masculine, the second feminine). The Norwegian expressions seldom appear in genuine folklore, and when they do, they are always used synonymous to huldrefolk or vetter, a category of earth-dwelling beings generally held to be more related to Norse dwarves than elves which is comparable to the Icelandic huldufólk (hidden people).

In Denmark and Sweden, the elves appear as beings distinct from the vetter, even though the border between them is diffuse. The insect-winged fairies in British folklore are often called "älvor" in modern Swedish or "alfer" in Danish, although the correct translation is "feer". In a similar vein, the alf found in the fairy tale The Elf of the Rose by Danish author H. C. Andersen is so tiny that he can have a rose blossom for home, and has "wings that reached from his shoulders to his feet". Yet, Andersen also wrote about elvere in The Elfin Hill. The elves in this story are more alike those of traditional Danish folklore, who were beautiful females, living in hills and boulders, capable of dancing a man to death. Like the huldra in Norway and Sweden, they are hollow when seen from the back. The elves of Norse mythology have survived into folklore mainly as females, living in hills and mounds of stones. The Swedish älvor. (sing. älva) were stunningly beautiful girls who lived in the forest with an elven king. They were long-lived and light-hearted in nature. The elves are typically pictured as fair-haired, white-clad, and (like most creatures in the Scandinavian folklore) nasty when offended. In the stories, they often play the role of disease-spirits. The most common, though also most harmless case was various irritating skin rashes, which were called älvablåst (elven blow) and could be cured by a forceful counter-blow (a handy pair of bellows was most useful for this purpose). Skålgropar, a particular kind of petroglyph found in Scandinavia, were known in older times as älvkvarnar (elven mills), pointing to their believed usage. One could appease the elves by offering them a treat (preferably butter) placed into an elven mill – perhaps a custom with roots in the Old Norse álfablót.

In order to protect themselves against malevolent elves, Scandinavians could use a so-called Elf cross (Alfkors, Älvkors or Ellakors), which was carved into buildings or other objects. It existed in two shapes, one was a pentagram and it was still frequently used in early 20th century Sweden as painted or carved onto doors, walls and household utensils in order to protect against elves. As the name suggests, the elves were perceived as a potential danger against people and livestock. The second form was an ordinary cross carved onto a round or oblong silver plate. This second kind of elf cross one was worn as a pendant in a necklace and in order to have sufficient magic it had to be forged during three evenings with silver from nine different sources of inherited silver. In some locations it also had to be on the altar of a church during three consecutive Sundays.

The elves could be seen dancing over meadows, particularly at night and on misty mornings. They left a kind of circle where they had danced, which were called älvdanser (elf dances) or älvringar (elf circles), and to urinate in one was thought to cause venereal diseases. Typically, elf circles were fairy rings consisting of a ring of small mushrooms, but there was also another kind of elf circle:

On lake shores, where the forest met the lake, you could find elf circles. They were round places where the grass had been flattened like a floor. Elves had danced there. By Lake Tisaren, I have seen one of those. It could be dangerous and one could become ill if one had trodden over such a place or if one destroyed anything there.

If a human watched the dance of the elves, he would discover that even though only a few hours seemed to have passed, many years had passed in the real world. (This time phenomenon is retold in Tolkien's Silmarillion when Thingol watches Melian dance. It also has a remote parallel in the Irish sídhe.) In a song from the late Middle Ages about Olaf Liljekrans, the elven queen invites him to dance. He refuses, he knows what will happen if he joins the dance and he is on his way home to his own wedding. The queen offers him gifts, but he declines. She threatens to kill him if he does not join, but he rides off and dies of the disease she sent upon him, and his young bride dies of a broken heart.

However, the elves were not exclusively young and beautiful. In the Swedish folktale Little Rosa and Long Leda, an elvish woman (älvakvinna) arrives in the end and saves the heroine, Little Rose, on condition that the king's cattle no longer graze on her hill. She is described as an old woman and by her aspect people saw that she belonged to the subterraneans.

These myths and legends of elves that are so popular among Scandinavians, are quite prevalent in their everyday lives. It has been said that to this day, many Scandinavians do still believe in this existence of " hidden people", and will often go out of their way to see that they do not disturb these creatures. For example, just outside of Reykjavik, Iceland, a soccer game was called to a halt when a misled ball rolled off the beaten path, and stopped right next to a sign that marked the home of 3 elves believed to dwell near the stones where the ball was resting. Instead of reclaiming the ball, the soccer player opted to leave it there in order to avoid disturbing the elves.

Icelandic

Natives of Iceland either believe in elves or are unwilling to rule out their existence. Several Icelanders believe in huldufólk or “hidden folk”, the elves that dwell in rock formations. If the natives don’t explicitly express their belief, they are certainly reluctant to express disbelief. A 2006 and 2007 study on superstition by the University of Iceland’s Faculty of Social Sciences supervised by Terry Gunnell (associate folklore professor), reveal that natives would not rule out the existence of elves and ghosts (similar results of a 1974 survey by Professor Erlendur Haraldsson, Fréttabladid reports). Gunnel stated: “Icelanders seem much more open to phenomena like dreaming the future, forebodings, ghosts and elves than other nations.” His results were consistent with a similar study conducted in 1974.

A recent episode of the Sci-Fi Channel's Destination Truth took the host and crew to Iceland to investigate the myth. They did find that several of their electronic devices had malfunctioned, glitched, or even been pushed or turned over. Some strange noises were also heard both by them personally and using a parabolic mic. Some EVP (Electronic Voice Phenomenon) was also recorded. Overall, no images of the elves were recorded and no one had seen anything of the like. The evidence was inconclusive.

German

The original German elves (Old Saxon alf; Middle High German: alb, alp; plural elbe, elber; Old High German alb, by 13th century) are thought to be light creatures who lived in heaven during the era of Germanic paganism, and may have included dark elves or dwarves underground (as understood to be similar to the álfr of Old Norse mythology). In post-Christian folklore they began to be described as mischievous pranksters that could cause disease to cattle and people, and bring bad dreams to sleepers. The German word for nightmare, Albtraum, means "elf dream". The archaic form Albdruck means "elf pressure"; it was believed that nightmares are a result of an elf sitting on the dreamer's chest. This aspect of German elf-belief largely corresponds to the Scandinavian belief in the mara. It is also similar to the legends regarding incubi and succubi.

As noted above, an elven king occasionally appears among the predominantly female elves in Denmark and Sweden. In the German middle-age epic the Nibelungenlied, a dwarf named Alberich play an important role. Alberich literally translates as "elf-sovereign", further contributing to the elf–dwarf confusion observed already in the Younger Edda. Via the French Alberon, the same name has entered English as Oberon – king of elves and fairies in Shakespeare's A Midsummer Night's Dream (see below).

The legend of Der Erlkönig appears to have originated in fairly recent times in Denmark and Goethe based his poem on "Erlkönigs Tochter" ("Erlkönig's Daughter"), a Danish work translated into German by Johann Gottfried Herder.

The Erlkönig's nature has been the subject of some debate. The name translates literally from the German as "Alder King" rather than its common English translation, "Elf King" (which would be rendered as Elfenkönig in German). It has often been suggested that Erlkönig is a mistranslation from the original Danish ellerkonge or elverkonge, which does mean "elf king".

According to German and Danish folklore, the Erlkönig appears as an omen of death, much like the banshee in Irish mythology. Unlike the banshee, however, the Erlkönig will appear only to the person about to die. His form and expression also tell the person what sort of death they will have: a pained expression means a painful death, a peaceful expression means a peaceful death. This aspect of the legend was immortalised by Goethe in his poem Der Erlkönig, later set to music by Schubert.

In the first story of the Brothers Grimm fairy tale Die Wichtelmänner, the title protagonists are two naked mannequins, which help a shoemaker in his work. When he rewards their work with little clothes, they are so delighted, that they run away and are never seen again. Even though Wichtelmänner are akin to beings such as kobolds, dwarves and brownies, the tale has been translated into English as The Elves and the Shoemaker, and is echoed in J. K. Rowling's Harry Potter stories (see House-elf).

Variations of the German elf in folklore include the moss people and the weisse frauen ("white women"). On the latter Jacob Grimm does not make a direct association to the elves, but other researchers see a possible connection to the shining light elves of Old Norse.

Dutch

Dutch elves are like the German, in most respects. See the discussion of the Dutch "elf spirit" or "elf ghost" in Elegast, the wood people and the elvenized witte wieven.

English

The word elf came into Modern English as the Old English word ælf (pl. ælfe, with regional and chronological variants such as ylfe and ælfen), and so came to Britain originally with the Anglo-Saxons. Words for the nymphs of the Greek and Roman mythos were translated by Anglo-Saxon scholars with ælf and variants on it.

Although our early English evidence is slight, there are reasons to think that Anglo-Saxon elves (ælfe) were similar to early elves in Norse mythology: human-like, human-sized supernatural beings, predominantly if not exclusively male, capable of helping or harming the people who encountered them. In particular, the pairing of æsir and álfar found in the Poetic Edda is mirrored in the Old English charm Wið færstice and in the distinctive occurrence of the cognate words os and ælf in Anglo-Saxon personal names (e.g. Oswald, Ælfric).

In relation to the beauty of the Norse elves, some further evidence is given by old English words such as ælfsciene ("elf-beautiful"), used of seductively beautiful Biblical women in the Old English poems Judith and Genesis A. Although elves could be considered to be beautiful and potentially helpful beings in some sections of English-speaking society throughout its history, Anglo-Saxon evidence also attests to alignments of elves with demons, as for example in line 112 of Beowulf. On the other hand, oaf is simply a variant of the word elf, presumably originally referring to a changeling or to someone stupefied by elvish enchantment.

Elf-shot (or elf-bolt or elf-arrow) is a word found in Scotland and Northern England, first attested in a manuscript of about the last quarter of the 16th century. Although first attested in the sense 'sharp pain caused by elves', it is later attested denoting Neolithic flint arrow-heads, which by the 17th century seem to have been attributed in the region to elvish folk, and which were used in healing rituals, and alleged to be used by witches (and perhaps elves) to injure people and cattle. So too a tangle in the hair was called an elf-lock, as being caused by the mischief of the elves, and sudden paralysis was sometimes attributed to elf-stroke. Compare with the following excerpt from an 1750 ode by Willam Collins:

There every herd, by sad experience, knows
How, winged with fate, their elf-shot arrows fly,
When the sick ewe her summer food forgoes,
Or, stretched on earth, the heart-smit heifers lie.

The elf makes many appearances in ballads of English and Scottish origin, as well as folk tales, many involving trips to Elphame or Elfland (the Álfheim of Norse mythology), a mystical realm which is sometimes an eerie and unpleasant place. The elf is occasionally portrayed in a positive light, such as the Queen of Elphame in the ballad Thomas the Rhymer, but many examples exist of elves of sinister character, frequently bent on rape and murder, as in the Tale of Childe Rowland, or the ballad Lady Isabel and the Elf-Knight, in which the Elf-Knight bears away Isabel to murder her. Most instances of elves in ballads are male; the only commonly encountered female elf is the Queen of Elfland, who appears in Thomas the Rhymer and The Queen of Elfland's Nourice, in which a woman is abducted to be a wet-nurse to the queen's baby, but promised that she may return home once the child is weaned. In none of these cases is the elf a spritely character with pixie-like qualities.

English folktales of the early modern period commonly portray elves as small, elusive people with mischievous personalities. They are not evil but might annoy humans or interfere in their affairs. They are sometimes said to be invisible. In this tradition, elves became similar to the concept of fairies.

Successively, the word elf, as well as literary term fairy, evolved to a general denotation of various nature spirits like Puck, hobgoblin, Robin Goodfellow, the Scots brownie, and so forth. These terms, like their relatives in other European languages, are no longer clearly distinguished in popular folklore.

Significant for the distancing of the concept of elves from its mythological origins was the influence from literature. In Elizabethan England, William Shakespeare imagined elves as little people. He apparently considered elves and fairies to be the same race. In Henry IV, part 1, act II, scene iv, he has Falstaff call Prince Henry, "you starveling, you elfskin!", and in his A Midsummer Night's Dream, his elves are almost as small as insects. On the other hand, Edmund Spenser applies elf to full-sized beings in The Faerie Queene.

The influence of Shakespeare and Michael Drayton made the use of elf and fairy for very small beings the norm. In Victorian literature, elves usually appeared in illustrations as tiny men and women with pointed ears and stocking caps. An example is Andrew Lang's fairy tale Princess Nobody (1884), illustrated by Richard Doyle, where fairies are tiny people with butterfly wings, whereas elves are tiny people with red stocking caps. There were exceptions to this rule however, such as the full-sized elves who appear in Lord Dunsany's The King of Elfland's Daughter.

There is a legend concerning the Buckthorn vows that if one sprinkles Buckthorn in a circle and then dances within it under a full Moon, an elf will appear. The dancer must notice the elf and say, 'Halt and grant my boon!' before the creature flees. The elf will then grant one wish.

Modern culture

Christmas

In the USA, Canada, and Britain, the modern children's folklore of Santa Claus typically includes diminutive elves at Christmas; green-clad elves with pointy ears, long noses, and pointy hats as Santa's assistants or hired workers. They make the toys in a workshop located in the North Pole. In recent years, other toys—usually high-tech toys like computers, video games, DVDs and DVD players, and even mobile phones—have also been depicted as being ready for delivery, but not necessarily made, in the workshop as well. In this portrayal, elves slightly resemble nimble and delicate versions of the dwarves of Norse mythology.

The vision of the small but crafty Christmas elf has come to influence modern popular conception of elves, and sits side by side with the fantasy elves following Tolkien's work (see below). The American cookie company Keebler has long advertised that its cookies are made by elves in a hollow tree, and Kellogg's, who happens to now be the owner of Keebler, uses the elves of Snap, Crackle, and Pop as mascots of Rice Krispies cereal, and the role of elves as Santa's helpers has continued to be popular, as evidenced by the success of the movie Elf. It should be noted that these elves are referred to as elfish, as opposed to elven or elfin.

Modern fantasy

The first appearance of modern fantasy elves occurred in The King of Elfland's Daughter a 1924 novel by Lord Dunsany. The next modern work featuring elves was The Hobbit, a 1937 children's book by J. R. R. Tolkien. Elves played a major role in many of Tolkien's later works, notably The Lord of the Rings. Tolkien's writing has such popularity that in the 1960s and afterwards, elves similar to those in Tolkien's novels became staple non-human characters in high fantasy works and in fantasy role-playing games.

Post-Tolkien fantasy elves (popularized by the Dungeons & Dragons role-playing game) tend to be more beautiful and wiser than humans, with sharper senses and perceptions. They are also said to be much more gifted in magic and stronger physically and mentally (although this can be disputed by comparing human advances in technology to the somewhat rustic elven technology). Often elves do not possess facial or body hair, and are consequently perceived to be androgynous. A hallmark of fantasy elves is also their long and pointed ears (a convention begun with a note of Tolkien's that the ears of elves were "leaf-shaped"). Elves of the Tolkien mold have become standardized staple characters of modern fantasy. It is worth noting that those things described as being of or related to these fair elves are referred to as "elven" or "elfin", as opposed to "elfish" (a term more closely associated with the sprite-like elves of medieval conception). However, in Harry Potter, elves are slaves with big, green eyes, bat-like ears, and who speak in the third person.

See also

Concerning traditional elves:

Related folklore creatures:

Miscellaneous:

  • Alfred (name) - from the Old English aelfraed, meaning "elf counsel"
  • Sir Orfeo (Medieval English poetry involving elves)

Notes

References

Old Norse:

  • (The Fooling Of Gylfe) by Sturluson, Snorri, 13th century Edda, in English. Accessed Apr. 16, 2007
  • Gylfaginning in Old Norse
  • Marshall Jones Company (1930). Mythology of All Races Series, Volume 2 Eddic, Great Britain: Marshall Jones Company, 1930, pp. 220-221. Fairy Tales:
  • Anderson, H. C.. 1842. The Elf of the Rose (Danish original: Rosen-Alfen).
  • Anderson, H. C. 1845. The Elfin Hill (Danish original: Elverhøi).
  • Coghlan, Ronan. 2002. Handbook of Fairies.
  • Lang, Andrew. 1884. The Princess Nobody.

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