See R. Sieber, Masks as Agents of Social Control (1962); J. Gregor, Masks of the World (1937, repr. 1968); A. Lommel, Masks (tr. 1972), W. Sorrell, The Other Face (1974).
A mask is an artefact normally worn on the face, typically for protection, concealment, performance, or amusement. Masks have been used since antiquity for both ceremonial and practical purposes. They are usually worn on the face, although they may also be positioned for effect elsewhere on the wearer's body, so in parts of Australia giant totem masks cover the body, whilst Inuit women use finger masks during storytelling and dancing.
Throughout the world masks are used for their expressive power as a feature of masked performance - both ritually and in various theatre traditions. The ritual and theatrical definitions of mask usage frequently overlap and merge but still provide a useful basis for categorisation. The image of juxtaposed Comedy and Tragedy masks are widely used to represent the Performing Arts, and specifically Drama.
In ancient Rome the word persona meant 'a mask'; it also referred to an individual who had full Roman citizenship. A citizen could demonstrate his or her lineage through imagines, death masks of the ancestors. These were wax casts kept in a lararium, the family shrine. Rites of passage, such as initiation of young members of the family, or funerals, were carried out at the shrine under the watch of the ancestral masks. At funerals professional actors would wear these masks to perform deeds of the lives of the ancestors, thus linking the role of mask as a ritual object and in theatre.
Masks are a familiar and vivid element in many folk and traditional pageants, ceremonies, rituals and festivals, and are often of an ancient origin. The mask is normally a part of a costume that adorns the whole body and embodies a tradition important to the religious and/or social life of the community as whole or a particular group within the community. Masks are used almost universally and maintain their power and mystery both for their wearers and their audience.The continued popularity of wearing masks at carnival, and for children at parties and for festivals such as Halloween are good examples. Nowadays these are usually mass-produced plastic masks, often associated with popular films, TV programmes or cartoon characters - they are, however, reminders of the enduring power of pretence and play and the power and appeal of masks.
There are an enormous variety of masks used in Africa. In West Africa, masks are used in masquerades that form part of religious ceremonies enacted to communicate with spirits and ancestors. Examples are the masquerades of the Yoruba, Igbo and Edo cultures, including Egungun Masquerades and Northern Edo Masquerades. The masks are usually carved with an extraordinary skill and variety by artists who will usually have received their training as an apprentice to a master carver - frequently it is a tradition that has been passed down within a family through many generations. Such an artist holds a respected position in tribal society because of the work that he or she creates, embodying not only complex craft techniques but also spiritual/social and symbolic knowledge. African masks are also used in the Mas or Masquerade of the Caribbean Carnival.
Djolé (also known as Jolé or Yolé) is a mask-dance from Temine people in Sierra Leone. Males wear the mask, although it does depict a female.
Many African masks represent animals. Some African tribes believe that the animal masks can help them communicate with the spirits who live in forests or open savannas. People of Burkina Faso known as the Bwa and Nuna call to the spirit to stop destruction. The Dogon of Mali have complex religions that also have animal masks. Their beliefs are in three main cults - the Awa, cult of the dead, Bini, cult of communication with spirits and Lebe, cult of earth and nature. These three main cults nevertheless use seventy-eight different types of masks. Most of the ceremonies of the Dogon culture are secret, although the antelope dance is shown to non-Dogons. The antelope masks are rough rectangular boxes with several horns coming out of the top. The Dogons are expert agriculturists and the antelope symbolizes a hard working farmer.
Another culture that has a very rich agricultural tradition is the Bamana people of Mali. The antelope (called Chiwara) is believed to have taught man the secrets of agriculture. Although the Dogons and Bamana people both believe the antelope symbolises agriculture, they interpret elements the masks differently. To the Bamana people, swords represent the sprouting of grain.
Masks may also indicate a culture’s ideal of feminine beauty. The masks of Punu of Gabon have highly arched eyebrows, almost almond-shaped eyes and a narrow chin. The raised strip running from both sides of the nose to the ears represent jewellery. Dark black hairstyle, tops the mask off. The whiteness of the face represent the whiteness and beauty of the spirit world. Only men wear the masks and perform the dances with high stilts despite it being a “female” masks. One of the most beautiful representations of female beauty is the Idia’s Mask of Benin. It is believed to have been commissioned by a king of Benin in memory of his mother. To honor his dead mother, the king wore the mask on his hip during special ceremonies.
The Senoufo people of the Ivory Coast represent tranquility by making masks with eyes half-shut and lines drawn near the mouth. The Temne of Sierra Leone use masks with small eyes and mouths to represent humility and humbleness. They represent wisdom by making bulging forehead. Other masks that have exaggerated long faces and broad foreheads symbolize the soberness of one’s duty that comes with power. War masks are also popular. The Grebo of the Ivory Coast carve masks with round eyes to represent alertness and anger, with the straight nose to represent unwillingness to retreat.
Today, the qualities of African art are beginning to be more understood and appreciated. However most African masks are now being produced for the tourist trade. Although they often show skilled craftsmanship and they will nearly always lack the spiritual character of the traditional tribal masks.
As a culture of scattered islands and peninsulars Melanesian mask forms have developed in a highly diversified fashion, with a great deal of variety in their construction and aesthetic. In Papua New Guinea six metre-high totem masks are placed to protect the living from spirits; whereas the duk-duk and tubuan masks of New Guinea are used to enforce social codes by intimidation. They are conical masks, made from cane and leaves.
Pacific Northwest Coastal indigenous groups were generally highly skilled woodworkers. Their masks were often master-pieces of carving, sometimes with movable jaws, or a mask within a mask, and parts moved by pulling cords. The carving of masks were an important feature of wood craft, along with many other features that often combined the utilitarian with the symbolic, such as shields, canoes, poles and houses.
Woodland tribes, especially in the North-East and around the Great Lakes, cross-fertilized culturally with one another. The Iroquois made spectacular wooden ‘false face’ masks, used in healing ceremonies and carved from living trees. These masks appear in a great variety of shapes, depending on their precise function.
Pueblo craftsmen produced impressive work for masked religious ritual, especially the Hopi and Zuni. The kachinas, god/spirits, frequently take the form of highly distinctive and elaborate masks that are used in ritual dances. These are usually made of leather with appendages of fur, feathers or leaves. Some cover the face, some the whole head and are often highly abstracted forms. Navajo masks appear to be inspired by the Pueblo prototypes.
Distinctive styles of masks began to emerge in pre-Hispanic America about 1200BC, although there is evidence of far older mask forms. In the Andes masks were used to dress the faces of the dead. These were originally made of fabric but later burial masks were sometimes made of beaten copper or gold, and occasionally of clay.
For the Aztecs human skulls were prized as war trophies and skull masks were not uncommon. Masks were also used as part of court entertainments, possibly combining political with religious significance.
In post-colonial Latin America pre-Columbian traditions merged with Christian rituals, and syncretic masquerades and ceremonies, such as All Souls/Day of the Dead developed, despite efforts of the Church to stamp out the indigenous traditions. Masks remain an important feature of popular carnivals and religious dances, such as The Dance of the Moors and Christians. Mexico, in particular, retains a great deal of creativity in the production of masks, encouraged by collectors. Wrestling matches, where it is common for the participants to wear masks, are very popular and many of the wrestlers can be considered folk heroes. For instance, the popular wrestler El Santo continued wearing his mask after retirement, revealed his face briefly only in old age, and was buried wearing his silver mask.
The masks* are usually highly exaggerated and formalised, and share an aesthetic with the carved images of monstrous heads that dominate the facades of Hindu and Buddhist temples. These faces or Kirtimukhas, 'Visages of Glory', are intended to ward off evil and are associated with the animal world as well as the divine. During ceremonies these visages are given active form in the great mask dramas of the South and South-eastern Asian region.
Shigong dance masks were used in shamanic rituals to thank the gods, while Nuo dance masks protected from bad spirits. Wedding masks were used to pray for good luck and a lasting marriage, and “Swallowing Animal” masks were associated with protecting the home and symbolised the “swallowing” of disaster. Opera masks were used in a basic 'Common' form of opera performed without a stage or backdrops. These led to colourful facial patterns that we see in today's Jingju (Beijing Opera).
The nō or noh mask evolved from the gigaku and bugaku and are acted entirely by men. The masks are worn throughout very long performances and are consequently very light. The nō mask is the supreme achievement of Japanese mask-making. Nō masks represent gods, men, women, madmen and devils, and each category has many sub-divisions. Kyōgen are short farces with their own masks, and accompany the tragic nō plays. Kabuki is the theatre of modern Japan, rooted in the older forms, but in this form masks are replaced by painted faces.
Theatre in the Middle East, as elsewhere, was initially of a ritual nature, dramatising man’s relationship with nature, the gods, and other human beings. It grew out of sacred rites of myths and legends performed by priests and lay actors at fixed times and often in fixed locations. Folk theatre — mime, mask, puppetry, farce, juggling - had a ritual context in that it was performed at religious or rites of passage such as days of naming, circumcisions, and marriages. Over time some of these contextual ritual enactments became divorced from their religious meaning and they were performed throughout the year. Some 2500 years ago, kings and commoners alike were entertained by dance and mime accompanied by music where the dancers often wore masks, a vestige of an earlier era when such dances were enacted as religious rites. According to George Goyan, this practice evoked that of Roman funeral rites where masked actor-dancers represented the deceased with motions and gestures mimicking those of the deceased while singing the praise of his life (see Masks in Performance above).
Masks are used throughout Europe, and are frequently integrated into regional folk celebrations and customs. Old masks are preserved and can be seen in museums and other collections, and much research has been undertaken into the historical origins of masks. Most probably represent nature spirits, and as a result many of the associated customs are seasonal. The original significance would have survived only until the introduction of Christianity which then incorporated many of the customs into its own traditions. In the process their meanings were also changed so, for example, old gods and goddesses were, literally, demonised and became devils.
Many of the masks and characters used in European festivals belong to the contrasting categories of the 'good', or 'idealised beauty', set against the 'ugly' or 'beastly' and grotesque. This is particularly true of the Germanic and Central European festivals. Another common type is the Fool, sometimes considered to be the synthesis of the two contrasting type of Handsome and Ugly.
The oldest representations of masks are animal masks, such as the cave paintings of Lascaux in the Dordogne in southern France. Such masks survive in the alpine regions of Austria and Switzerland, and may be connected with hunting or shamanism, and tend to be particularly associated with the New Year and Carnival festivals.
The debate about the meaning of these and other mask forms continues in Europe, where monsters, bears, wild men, harlequins, hobby horses and other fanciful characters appear in carnivals throughout the continent. It is generally accepted that the masks, noise, colour and clamour are meant to drive away the forces of darkness and winter, and open the way for the spirits of light and the coming of spring.
In the beginning of the new century, in 19th August 2004, the Bulgarian archeologist Georgi Kitov discovered a 673g golden mask of a Thracian king in the burial mound "Svetitsata" near Shipka, Central Bulgaria. It is a very fine piece of workmanship made out of massive 23к gold. Unlike other masks discovered in the Balkans (of which 3 are in Republic of Macedonia and two in Greece), it is now kept in the National Archaeological Museum in Sofia. It is considered to be the mask of the Thracian king Teres.
In many cultural traditions the masked performer is a central concept and is highly valued. In the western tradition it is sometimes considered a stylistic device which can be traced back to the Greeks and Romans. In some Greek masks the wide and open mouth of the mask contained a brass megaphone enabling the voice of the wearer to be projected into the large auditoria. In medieval Europe masks were used in mystery and miracle plays to portray allegorical creatures, and the performer representing God frequently wore a gold or gilt mask. During the Renaissance masques and ballet de cour developed - courtly masked entertainments that continued as part of ballet conventions until the late eighteenth century. The masked characters of the Commedia dell'Arte included the ancestors of the modern clown. In contemporary western theatre the mask is often used alongside puppetry to create a theatre which is essentially visual rather than verbal, and many of its practitioners have been visual artists.
Masks are an important part of many theatre forms throughout world cultures, and their usage in theatre has often developed from, or continues to be part of old, highly sophisticated, stylized theatrical traditions. See also Masks in ritual.
Masks and puppets, were often incorporated into the theatre work of European avant-garde artists from the turn of the nineteenth century. Alfred Jarry, Pablo Picasso, Oskar Schlemmer and other artists of the Bauhaus School, as well as surrealists and Dadaists, experimented with theatre forms and masks in their work.
The modern effort to restore the mask to the stage derives from Edward Gordon Craig (1872-1966) who in A Note on Masks (1910) proposed the virtues of using masks over the naturalism of the actor. Craig was highly influential, and his ideas were taken up by Brecht, Cocteau, Genet, Eugene O'Neill - and later by Arden, Grotowski and Brook and others who "attempted to restore a ritualistic if not actually religious significance to theatre". .
The first real sustained and developed use of masks in contemporary theatre can be traced back to the work of the San Francisco Mime Troupe, founded in 1959, and to Peter Schumann and his Bread and Puppet Theatre, which was established in New York in the early 1960’s. Schumann, born in Silesia in 1934, combined aspects of European festival masks with a highly distinctive American sensibility, and his strongly humanitarian and anti-war polemic has continued to exert an influence on the use of masks in theatre, especially on street-theatre. Other US and Canadian companies, inspired by Bread and Puppet, developed including In the Heart of the Beast Puppet and Mask Theater of Minneapolis; Arm-of-the Sea Theatre from New York State; Snake Theater from California; and Shadowland Theatre of Toronto. These companies, and others, have a strong social agenda, and combine masks, music and puppetry to create a visual theatrical form.
In Europe Schumann’s influence combined with the early avant-garde artists to encourage groups like Moving Picture Mime Show and Welfare State (both in the UK). Later groups, notably Horse and Bamboo Theatre (founded 1978) and Trestle Theatre (1981) developed the use of full-head masks to a sophisticated narrative level. Horse + Bamboo continue this work and remain influential. The practice of performing with masks is also studied by many performers, often derived from the Commedia dell'Arte traditions. The work of Jacques Lecoq has been particularly important in the revival of interest in this discipline.
In Roman gladiatorial tournaments masks were sometimes used. From archaeological evidence it is clear that these were not only protective but also helped make the wearer appear more intimidating. In medieval Europe and in Japan soldiers and samurai wore similarly ferocious-looking protective armour, extending to face-masks.
In sport the protective mask will often have a secondary function to make the wearer appear more impressive as a competitor.
Before strong transparent materials such as polycarbonate were invented, visors to protect the face had to be opaque with small eyeslits, and were a sort of mask, as often in mediaeval suits of armour, and (for example) Old Norse grímr meant "mask or visor".
An interesting example of a sports mask that confounds the protective function is the Wrestling mask, a mask most widely used in the Mexican/Latin lucha libre style of wrestling. In modern lucha libre, masks are colourfully designed to evoke the images of animals, gods, ancient heroes, and other archetypes. The mask is considered "sacred" to some degree, placing its role closer to the ritual and performance function.
Masks are sometimes used to avoid recognition.
Masks are also used to prevent recognition whilst showing membership of a group: