Definitions

audiencia

audiencia

audiencia, royal court of justice in Spain and the Spanish Empire, varying greatly in its form and function but having some administrative as well as judicial capacity. Use of the term also extended to the court's jurisdictional area. Originally a court of appeal primarily, the audiencia had evolved by the late 15th cent. into a tribunal of two chambers, one for civil and the other for criminal jurisdiction. Generally at least four oidores (judges or auditors) exercised judicial power within a district. The system of territorial and regional audiencias was instituted in Spanish America in the early 16th cent. to help counterbalance the independence and haphazard administration of the conquistadors. The colonial audiencia pretorial, however, differed widely from its peninsular counterpart in exercising executive and legislative, as well as judicial functions, and serving in a sense as the core of Spanish colonial government. As a chief organ of royal authority with the right of appeal to the Council of the Indies, it kept close watch on the acts of the civil administrators. The courts were at first powerful enough to uphold the rights of private individuals, but in the course of the 17th and 18th cent. they became corrupt and inefficient.
For the modern court, see Audiencia Nacional of Spain.

The Royal Audiencia and Chancellery (Spanish: Real audiencia y chancillería, and Catalan: Reial audiència) was a court that functioned as an appellate court in Spain and its empire. The name of the institution has been sometimes translated as Royal Audience. Each audiencia had oidores (Spanish: hearers, judges). The first audiencia was founded at Valladolid in the kingdom of Castile in 1371. The Valladolid Audiencia functioned as the highest court in Castile for the next two centuries. After the union of the crowns of Castile and Aragon to form the crown of Spain and the Spanish conquest of Granada in 1492, the audiencia was divided in two, with the Audiencia of Valladolid taking cases from north of the River Tagus (Tajo), and the Audiencia of Granada (1494) taking cases from south of the river.

Under Charles V and Philip II, the audiencia system was extended first to Aragon (1528) and then to the rest of the Spanish Empire. Audiencias in cities that belong to Spain today included Seville (1566), Las Palmas (1568), Majorca (1571), Asturias (1717), and Extremadura (1790).

Audiencias outside Spain

Audiencias in Spanish possessions in Europe included Sardinia (1564-1714) and Kingdom of Sicily (1569-1707). In Italy, the Castilian institution of the audiencia was united with the Aragonese institution of the viceroy. The Aragonese viceroys were literally "vice-kings," and as such, had the power to administer justice and issue laws; therefore they were integrally involved in the judicial proceedings of the Italian audiencias. In 1555 a Council of Italy was created to oversee the viceroys and audiencias in Italy.

In the Indies, the two institutions were also united, but with a different power relationship. The Crown of Castile early on introduced the audiencia into the Americas as part of its campaign to bring the area and its Spanish settlers and conquerors under royal control. With the vast conquests on the American mainland, which began in the 1520s, it became clear that the audiencias would not be enough to effectively run the overseas government. Viceroys were therefore introduced, but without the judicial powers the institution had enjoyed under the Aragonese Crown. In the New World, instead, the audiencias were given a consultative and quasi-legislative role in the administration of the territories. Both viceroys and audiencias were ultimately overseen by a Council of the Indies.

The first audiencia in the Americas was established at Santo Domingo (modern Dominican Republic) in 1511 with jurisdiction over the Caribbean islands and the adjacent mainland. It was quickly suppressed due to opposition by the Spanish settlers, but was re-established permanently in 1526. As the Spanish conquest of the continent continued, more audiencias were founded in the new areas of settlement. The first mainland audiencia was set up in Mexico City in 1527, just six years after the fall of Tenochtitlan, which had jurisdiction over most of what is now Mexico and Central America. This audiencia was followed by the one in Panama, 1538, overseeing Central America and the littoral regions of northern South America until its abolishment in 1543. It later was reestablshed with jurisdiction only over Panama proper in 1564. In 1543 two more audiencias were established, one in Guatemala with jurisdiction over Central America, and another in Lima (Peru) with jurisdiction over the settled areas of South America, which had been greatly expanded by the conquest of Peru and surrounding regions. By the end of the 16th century six more audiencias had been established in Guadalajara (Nueva Galicia), 1548, covering what is now northern Mexico; Santa Fe de Bogotá (Nueva Granada), 1548, overseeing most of modern Colombia; Charcas (Bolivia), 1559; Quito, 1565, with jurisdiction over most of modern Ecuador and southern Colombia; Concepción de Chile, 1565, but abolished in 1575; and finally Manila in 1583 overseeing the Philippines. Venezuela remained under the jurisdiction of the Santo Domingo audiencia until the establishment of the Viceroyalty of New Granada in the early 18th century.

In the 17th century two new audiencias were created in Santiago de Chile, 1609, replacing the one in Concepción; and in Buenos Aires, which only operated from 1661 to 1672. (Most of the laws dealing with the establishment of the 16th- and 17th-century audiencias can be found in Book II, Title XV of the Recopilación de Leyes de los Reynos de las Indias issued in 1680.) The last colonial audiencias were created under the Bourbon kings as part part of their administrative reforms, which also involved setting up new viceroyalties. The new dynasty found no need for the Panama audiencia and abolished it in 1751, transferring its jurisdiction to the one in Bogotá. Both Caracas and Cuzco (Peru) received an audiencia in 1786 and 1787, respectively, and the one at Buenos Aires was re-established in 1783. This meant that at the moment of Spanish American independence in the early 19th century, the overseas possessions of the Spanish Monarchy were overseen by twelve audiencias. After the loss of Santo Domingo to the French in 1795, the Santo Domingo Audiencia was transferred to Camagüey, Cuba and renamed the Audiencia of Puerto Príncipe. In 1838 a second Cuban audiencia was established in Havana, and from 1831 to 1853 Puerto Rico had its own audiencia.

Unlike their peninsular counterparts, the overseas audiencias had legislative and executive functions in addition to their judicial ones, and thus as a chancellery represented the king in his law-making role, as evidenced by the fact that they alone had the royal seal. Their importance in handling the affairs of state is reflected in the fact that many of the modern countries of Spanish-speaking South America and Panama have boundaries that are roughly the same as those of the former audiencias. Audiencias shared many government duties with the viceroys and governors-captains generals of the regions they oversaw, and so they served as a check on the authority of the latter. An audiencia could issue local ordinances and served as a "privy council" to the viceroy or governor-captain general. In this function it often met weekly and was called by the term real acuerdo. An audiencia also oversaw the royal treasury, and when meeting in this capacity with the royal treasurer, it was referred to as a junta de hacienda. The fiscal also had the right to correspond directly with the crown, especially on treasury issues and acuerdo decisions. In turn, in the viceregal capitals of Spanish America, such as Mexico and Lima, the viceroy himself served as a presidente (president) of the audiencia. Likewise the governor-captain general served in this function in the various audiencias located in the capital of a captaincy general. In both cases the president had no vote in judicial matters, unless he was a trained lawyer, and only oversaw the administration of the court. These audiencias with a viceroy or captain general in charge were referred to as audiencias pretoriales, or occasionally audiencias virreinales, in the case of the former. In the remaining audiencias, such as in Quito, where there was no viceroy or captain general, the head governor of the province, in which the audiencia was located, was the president of the audiencia, with the viceroy retaining the right to oversee administrative matters in the district, though not judicial ones. These were referred to as audiencias subordinadas. Audiencia officials, especially the president, were subject to two forms of review. At the end of the president's term, a juicio de residencia was carried out, which reviewed the president's performance on the job and collected interviews many people affected by the audiencia's performance. Unscheduled inspections, called visitas, were also carried out if the crown felt it was needed. As part of the Bourbon Reforms, further limits were placed on viceroys and captains general. The office of regente, a type of chief justice was created, which removed most of the administrative functions from the viceroy or captain general. Their role as audiencia president became more honorary. A viceroy or captain general, as the president of the audiencia, was charged by law with corresponding with the audiencia in writing, not in verbal commands. This created a record that could be checked later. Audiencias were styled, as a body, "vuestra merced" ("your grace", in the singular) and addressed directly as "señores.

The size and composition of an audiencia varied over time and place. For example, the first audiencia of Mexico had four oidores, one president and a fiscal, or crown attorney, meeting as only one chamber overseeing both civil and criminal cases. By the 17th century it had grown to two chambers handling civil and criminal cases separately. The civil chamber had eight oidores and one fiscal. The criminal chamber had four alcaldes del crimen (the chamber's equivalent of an oidor) and its own fiscal. In addition the audiencia had sundry other officers such as notaries, bailiffs, and the equivalent of modern public defenders. The smallest overseas audiencias had a composition similar to the early Mexican one. In their judicial function, an audiencia heard appeals from cases initially handled by justices of first instance, which could be guild courts, corregidores, and alcaldes orinarios, among others. (See Fuero.) The audiencia also served as the court of first instance for crimes committed in the immediate jurisdiction of the city that served as the audiencia's seat and any case involving crown officials. In criminal cases the audiencia was the court of final appeal. Only civil cases involving more than 10,000 silver pesos could be appealed to the Council of the Indies, and only then within a statute of limitation of one year.

References

Sources

  • Artola, Miguel (1991) Enciclopedia de Historia de España. (V. Diccionario Temático). Madrid, Alianza Editorial ISBN 84-206-5294-6
  • Coronas Gonzalez, S.M. (1981), "La Audiencia y Chancilleria de Ciudad Real (1494-1505)" en Cuadernos de Estudios Manchegos, 11, pp. 47 - 139.
  • Dougnac Rodríguez, Antonio (1994), Manual de Historia del Derecho Indiano, México: Universidad Nacional Autónoma de México. ISBN 9683641474.
  • Eliott, J. H. "A Provincial Aristocracy: The Catalan Ruling Class in the Sixteenth and Seventeenth Centuries" in Spain and its World, 1500-1700. New Haven: Yale University Press, 1989. ISBN 0-300-04217-5
  • Fisher, Lillian Estelle. Viceregal Administration in the Spanish American Colonies. Berkeley, University of California Press, 1926.
  • Harding, C. H., The Spanish Empire in America. New York: Oxford University Press, 1947.
  • Sánchez Bella, Ismael; De la Hera, Alberto; y Díaz Rementeria, Carlos (1992), Historia del Derecho Indiano, Madrid: MAPFRE. ISBN 8471005123.

Additional Bibliography

  • Burkholder, Mark A. and D. S. Chandler. Biographical Dictionary of Audiencia Ministers in the Americas. Westport: Greenwood Press, 1982. ISBN 0313220387
  • Burkholder, Mark A. and D. S. Chandler. From Impotence to Authority: The Spanish Crown and the American Audiencias, 1687-1808. Columbia: University of Missouri Press, 1977. ISBN 0826202195.

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