For any language , :
The Arthur-Merlin protocol, introduced by Laszlo Babai, is similar in nature, except that the number of rounds of interaction is bounded by a constant rather than a polynomial.
Goldwasser et al have shown that public-coin protocols, where the random numbers used by the verifier are provided to the prover along with the challenges, are no more powerful than private-coin protocols. At most two additional rounds of interaction are required to replicate the effect of a private-coin protocol.
In the following section we prove that , an important theorem in computational complexity, which demonstrates that an interactive proof system can be used to decide whether a string is a member of a language in polynomial time, even though the traditional PSPACE proof may be exponentially long.
By the definition of , we have if and if .
Now, it must be shown that the value can be calculated in polynomial space. Here we take denote to denote this sequence of messages, , exchanged by the prover and the verifier, and we generalize the interaction of V and P to start with an arbitrary message stream . We take if can be extended with the messages through such that:
In other words, when is even, the verifier sends a message, when it is odd, the prover sends a message, and the final message is to accept. The first two rules ensure that the message sequence is valid, and the third ensures that this message sequence leads to an accept.
Next, further generalizing the earlier definitions, and taking a random string of length , we define:
Now, we can define:
and for every and every message history , we inductively define the function :
where the term is defined as follows:
where is the probability taken over the random string of length . This expression is the average of , weighted by the probability that the verifier sent message .
Take to be the empty message sequence, here we will show that can be computed in polynomial space, and that . First, to compute , an algorithm can recursively calculate the values for every j and . Since the depth of the recursion is p, only polynomial space is necessary. The second requirement is that we need , the value needed to determine whether w is in A. We use induction to prove this as follows.
We must show that for every and every , , and we will do this using induction on j. The base case is to prove for . Then we will use induction to go from p down to 0.
The base case is fairly simple. Since is either accept or reject, if is accept, is defined to be 1 and Pr[V accepts w starting at ] = 1 since the message stream indicates acceptance, thus the claim is true. If is reject, the argument is very similar.
For the inductive hypothesis, we assume that for some and any message sequence , and then prove the hypothesis for and any message sequence .
If j is even, is a message from V to P. By the definition of , . Then, by the inductive hypothesis, we can say this is equal to . Finally, by definition, we can see that this is equal to .
If j is odd, is a message from P to V. By definition, . Then, by the inductive hypothesis, this equals . This is equal to since:
because the prover on the right-hand side could send the message to maximize the expression on the left-hand side. And:
Since the same Prover cannot do any better than send that same message. Thus, this holds whether is even or odd and the proof that IP PSPACE is complete.
Here we have constructed a polynomial space machine that uses the best prover for a particular string in language . We use this best prover in place of a prover with random input bits because we are able to try every set of random input bits in polynomial space.
Since we have simulated an interactive proof system with a polynomial space machine, we have shown that IP PSPACE, as desired.
In order to illustrate the technique that will be used to prove , we will first prove a weaker theorem, which was proven by Lund, et al.: . Then using the concepts from this proof we will extend it to show that . Since TQBF PSPACE-Complete, and then PSPACE IP.
is a cnf-formula with exactly satisfying assignments .
Note that this is different from the normal definition of #SAT, in that it is a decision problem, rather than a function.
First we use arithmetization to map the boolean formula with variables, to a polynomial , where mimics in that is 1 if is true and 0 otherwise provided that the variables of are assigned Boolean values. The Boolean operations , , and used in are simulated in by replacing the operators in as shown in the table below.
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As an example, would be converted into a polynomial as follows:
The operations and each result in a polynomial with a degree bounded by the sum of the degrees of the polynomials for and and hence, the degree of any variable is at most the length of .
Now let be a finite field with order ; also demand that q be at least 1000. For each , define a function on F, having parameters , and a single variable : For and for let . Note that the value of is the number of satisfying assignments of . is a void function, with no variables.
Now the protocol for works as follows:
Note that this is a public-coin algorithm.
If has satisfying assignments, clearly will accept. If does not have satisfying assignments we assume there is a prover that tries to convince that does have satisfying assignments. We show that this can only be done with low probability.
To prevent from rejecting in phase 0, has to send an incorrect value to . Then, in phase 1, must send an incorrect polynomial with the property that . When chooses a random to send to , . This is because a polynomial in a single variable of degree at most can have no more than roots (unless it always evaluates to 0). So, any two polynomials in a single variable of degree at most can be equal only in places. Since the chances of being one of these values is at most if n > 10, or at most if .
Generalizing this idea for the other phases we have for each if , then for chosen randomly from , . There are phases, so the probability that is lucky because selects at some stage a convenient is at most . So, no prover can make the verifier accept with probability greater than . We can also see from the definition that the verifier operates in probabilistic polynomial time. Thus, .
We know that TQBF is in PSPACE-Complete. So let be a quantified boolean expression:
where is a CNF formula. Then is a quantified, either or . Now is the same as in the previous proof, but now it also includes quantifiers.
Here, is with to substituted for to . Thus is the truth value of . In order to arithmetize we must use the following rules:
where as before we define x * y = 1-(1-x)(1-y).
By using the method described in , we must face a problem that for any the degree of the resulting polynomial may double with each quantifier. In order to prevent this, we must introduce a new reduction operator R which will reduce the degrees of the polynomial without changing their behavior on Boolean inputs.
So now before we arithmetize we introduce a new expression:
Or written another way:
Now for every i k we define the function . We also define to be the polynomial which is obtained by arithmetizing . Now in order to keep the degree of the polynomial low, we define in terms of :
Now we can see that the reduction operation R, doesn't change the degree of the polynomial. Also it is important to see that the operation doesn't change the value of the function on boolean inputs. So is still the truth value of , but the value produces a result that is linear in x. Also after any we add in in order to reduce the degree down to 1 after arithmetizing .
Now let's describe the protocol. If is the length of , all arithmetic operations in the protocol are over a field of size at least where is the length of .
: P sends to V. V checks that and rejects if not.
: P sends to V. V uses coefficients to evaluate and . Then it checks that the polynomial's degree is at most and that the following identities are true:
begin{cases} f_{1}(0)cdot f_{1}(1) ~if~ S = forall f_{1}(0) * f_{1}(1) ~if~ S = exists. end{cases}
If either fails then reject.
: P sends as a polynomial in . denotes the previously set random values for
V uses coefficients to evaluate and . Then it checks that the polynomial degree is at most and that the following identities are true:
f_{i}(r_1,r_2...r_{i-1},0)cdot f_{i}(r_1,r_2...r_{i-1},1) ~if~ S = forall.
S = exists.
rf_{i}(r_1,r_2...r_{i-1},1) ~if~ S = R.If either fails then reject.
: V picks a random in and sends it to P. (If S=R then this replaces the previous ).
Goto phase i+1 where P must persuade V that is correct.
V evaluates . Then it checks if If they are equal then V accepts, otherwise V rejects.
This is the end of the protocol description.
If is true then V will accept when P follows the protocol. Likewise if is a malicious prover which lies, and if is false, then will need to lie at phase 0 and send some value for . If at phase i, V has an incorrect value for then and will likely also be incorrect, and so forth. The probability for to get lucky on some random is at most the degree of the polynomial divided by the field size: . The protocol runs through phases, so the probability that gets lucky at some phase is . If is never lucky, then V will reject at phase k+1.
Since we have now shown that both IP PSPACE and PSPACE IP, we can conclude that IP = PSPACE as desired. Moreover, we have shown that any IP algorithm may be taken to be public-coin, since the reduction from PSPACE to IP has this property.
There are a number of variants of IP which slightly modify the definition of the interactive proof system. We summarize some of the more well-known ones here.
In 1988, Goldwasser et al. created an even more powerful interactive proof system based on IP called MIP in which there are two independent provers. The two provers cannot communicate once the verifier has begun sending messages to them. Just as it's easier to tell if a criminal is lying if he and his partner are interrogated in separate rooms, it's considerably easier to detect a malicious prover trying to trick the verifier if there is another prover it can double-check with. In fact, this is so helpful that Babai, Fortnow, and Lund were able to show that MIP = NEXPTIME, the class of all problems solvable by a nondeterministic machine in exponential time, a very large class. Moreover, all languages in NP have zero-knowledge proofs in an MIP system, without any additional assumptions; this is only known for IP assuming the existence of one-way functions.
IPP (unbounded IP) is a variant of IP where we replace the BPP verifier by a PP verifier. More precisely, we modify the completeness and soundness conditions as follows:
Although IPP also equals PSPACE, IPP protocols behaves quite differently from IP with respect to oracles: IPP=PSPACE with respect to all oracles, while IP ≠ PSPACE with respect to almost all oracles.
QIP is a version of IP replacing the BPP verifier by a BQP verifier, where BQP is the class of problems solvable by quantum computers in polynomial time. The messages are composed of qubits. It is not yet known if QIP strictly contains IP (that is, whether quantum computation adds power to interactive proofs), but it is known that QIP = QIP[3], so that more than three rounds are never necessary. Also, QIP is contained in EXPTIME.
Whereas IPP and QIP give more power to the verifier, a compIP system (competitive IP proof system) weakens the completeness condition in a way that weakens the prover:
Essentially, this makes the prover a BPP machine with access to an oracle for the language, but only in the completeness case, not the soundness case. The concept is that if a language is in compIP, then interactively proving it is in some sense as easy as deciding it. With the oracle, the prover can easily solve the problem, but its limited power makes it much more difficult to convince the verifier of anything. In fact, compIP isn't even known or believed to contain NP.
On the other hand, such a system can solve some problems believed to be hard. In can easily solve all NP-complete problems due to self-reducibility. Additionally, our earlier proof that graph nonisomorphism is in IP also shows that it is in compIP, since the only hard operation the prover ever does is isomorphism testing, which it can use the oracle to solve. Quadratic non-residuosity and graph isomorphism are also in compIP. (Note, Quadratic non-residuosity (QNR) is likely an easier problem than graph isomorphism as QNR is in UP intersect coUP.