(German: “union”) Political union of Austria with Germany, which occurred when Adolf Hitler annexed Austria. In 1938 the Austrian chancellor Kurt von Schuschnigg was bullied into canceling a plebiscite on union with Germany, which he expected Austrians to oppose. He resigned his office and ordered the Austrian army not to resist the Germans. The Germans invaded on March 12, and the enthusiasm shown by Austrians persuaded Hitler to annex Austria outright the next day. Though France and Britain protested Hitler's methods, they and other countries accepted the fait accompli.
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The events of 12 March 1938, marked the culmination of historical cross-national pressures to unify the German populations of Austria and Germany under one nation. Earlier, Nazi Germany had provided support for the Austrian National Socialist Party (Austrian Nazi Party) in its bid to seize power from Austria's Austrofascist leadership. Fully devoted to remaining independent but amidst growing pressures, the Chancellor of Austria, Kurt Schuschnigg, tried to hold a referendum to ask the Austrian people whether they wished to remain independent or merge into Germany.
Although he expected Austria to vote in favour of maintaining autonomy, a well-planned coup d'état by the Austrian Nazi Party of Austria's state institutions in Vienna took place on 11 March, prior to the referendum which was cancelled. With power quickly transferred over to Germany, Wehrmacht troops entered Austria to enforce the Anschluss. The Nazis held a plebiscite – asking the people to ratify what had already been done – within the following month, where they received 99.73% of the vote. No fighting ever took place and the strongest voices against the annexation, particularly Fascist Italy, France and the United Kingdom (the "Stresa Front"), were powerless or, in the case of Italy, appeased. The Allies were, on paper, committed to upholding the terms of the treaties of Versailles and St. Germain, which specifically prohibited the union of Austria and Germany.
Nevertheless, the Anschluss was among the first major steps in Adolf Hitler's long-desired creation of an empire including German-speaking lands and territories Germany had lost after World War I, although Austria had never been a part of Germany. Already prior to the 1938 annexation, the Rhineland was retaken and the Saar region was returned to Germany after fifteen years of occupation. After the Anschluss, the predominantly German Sudetenland of Czechoslovakia was taken, with the rest of the country becoming a protectorate to Germany in 1939. That same year, Memelland was returned from Lithuania, the final peaceful territorial aggrandizement before the start of World War II.
Austria ceased to exist as a fully independent nation until late 1945. A Provisional Austrian Government was set up on 27 April 1945 and was legally recognized by the Allies in the following months, but it was not until 1955 that Austria regained full sovereignty.
The idea of grouping all Germans into one state had been the subject of inconclusive debate since the end of the Holy Roman Empire in 1806. Before 1866, it was generally thought that the unification of the Germans could only succeed under Austrian leadership, but the rise of Prussia was largely unpredicted. This created a rivalry between the two that made unification through a Großdeutschland solution impossible. Also, due to the multi-ethnic composition of the Austro-Hungarian Empire centralized in Vienna, many rejected this notion and it was unthinkable that Austria would give up her "non-German" territories, let alone submit to Prussia. Nevertheless, a series of wars, including the Austro-Prussian War, led to the expulsion of Austria from German affairs, allowed for the creation of the North German Confederation and consolidated the German states through Prussia, enabling the creation of a German Empire in 1871. Otto von Bismarck played a fundamental role in this process, with the end result representing a Kleindeutsche solution that did not include the German-speaking parts of Austria-Hungary. The Emperor in Vienna did not want to become a member of Bismarck's Second Reich, because he would have been forced to be an Emperor of "second class" compared with the Emperor in Berlin. When Austria-Hungary broke up in 1918, many German-speaking Austrians hoped to join with Germany in the realignment of Europe, but the Treaty of Versailles (1919) and the Treaty of Saint-Germain of 1919 explicitly vetoed the inclusion of Austria within a German state, because France and the UK feared the power of a larger Germany, and had already begun to disempower the current one. Also Austrian particularism, especially among the nobility, played a huge role, as Austria was Roman Catholic, while Germany was dominated, especially in government, more by Protestants. Both constitutions, that of Weimar Republic and that of the First Austrian Republic, included the political aim of unification and this aim was widely supported also by democratic parties. In the early 1930s, popular support for union with Germany remained overwhelming, and the Austrian government looked to a possible customs union with Germany in 1931.
Before the February meeting, Schuschnigg was already under considerable pressure from Germany. This may be seen in the demand to remove the chief of staff of the Austrian Army, Alfred Jansa, from his position in January 1938. Jansa and his staff had developed a scenario for Austria's defense against a German attack, a situation Hitler wanted to avoid at all costs. Schuschnigg subsequently complied with the demand.
During the following weeks, Schuschnigg realized that his newly appointed ministers were working to take over his authority. Schuschnigg tried to gather support throughout Austria and inflame patriotism among the people. For the first time since 12 February 1934 (the time of the Austrian Civil War), socialists and communists could legally appear in public again. The communists announced their unconditional support for the Austrian government, understandable in light of Nazi pressure on Austria. The socialists demanded further concessions from Schuschnigg before they were willing to side with him.
Hitler sent an ultimatum to Schuschnigg on 11 March, demanding that he hand over all power to the Austrian National Socialists or face an invasion. The ultimatum was set to expire at noon, but was extended by two hours. However, without waiting for an answer, Hitler had already signed the order to send troops into Austria at one o'clock, issuing it to Hermann Göring only hours later.
Schuschnigg desperately sought support for Austrian independence in the hours following the ultimatum, but, realizing that neither France nor the United Kingdom was willing to take steps, he resigned as Chancellor that evening. In the radio broadcast in which he announced his resignation, he argued that he accepted the changes and allowed the Nazis to take over the government in order to avoid bloodshed. Meanwhile, Austrian President Wilhelm Miklas refused to appoint Seyss-Inquart Chancellor and asked other Austrian politicians such as Michael Skubl and Sigismund Schilhawsky to assume the office. However, the Nazis were well organised. Within hours they managed to take control of many parts of Vienna, including the Ministry of Internal Affairs (controlling the Police). As Miklas continued to refuse to appoint a Nazi government and Seyss-Inquart still could not send a telegram in the name of the Austrian government demanding German troops to restore order, Hitler became furious. At about 10 PM, well after Hitler had signed and issued the order for the invasion, Göring and Hitler gave up on waiting and published a forged telegram containing a request by the Austrian Government for German troops to enter Austria. Around midnight, after nearly all critical offices and buildings had fallen into Nazi hands in Vienna and the main political party members of the old government had been arrested, Miklas finally conceded to appoint Seyss-Inquart Chancellor.
On the morning of 12 March, the 8th Army of the German Wehrmacht crossed the German-Austrian border. They did not face resistance by the Austrian Army—on the contrary, the German troops were greeted by cheering Austrians with Hitler salutes, Nazi flags and flowers. Because of this the Nazi invasion is also called the Blumenkrieg (war of flowers). For the Wehrmacht this invasion was the first big test of its machinery. Although the invading forces were badly organized and coordination between the units was poor, it mattered little because no fighting took place. It did, however, serve as a warning to German commanders in future military operations, such as that against Czechoslovakia.
Hitler's car crossed the border in the afternoon at Braunau, his birthplace. In the evening, he arrived at Linz and was given an enthusiastic welcome in the city hall. The atmosphere was so intense that Göring, in a telephone call that evening, stated: "There is unbelievable jubilation in Austria. We ourselves did not think that sympathies would be so intense."
Hitler's further travel through Austria changed into a triumphal tour that climaxed in Vienna, on 2 April 1938, when around 200,000 Austrians gathered on the Heldenplatz (Square of Heroes) to hear Hitler proclaim the Austrian Anschluss. Hitler later commented: "Certain foreign newspapers have said that we fell on Austria with brutal methods. I can only say: even in death they cannot stop lying. I have in the course of my political struggle won much love from my people, but when I crossed the former frontier (into Austria) there met me such a stream of love as I have never experienced. Not as tyrants have we come, but as liberators.
The Anschluss was given immediate effect by legislative act on 13 March, subject to ratification by a plebiscite. Austria became the province of Ostmark, and Seyss-Inquart was appointed Governor. The plebiscite was held on 10 April and officially recorded a support of 99.73% of the voters.
Hitler's brutal methods to emasculate any opposition were immediately implemented in the weeks preceding the plebiscite. Even before the first German soldier crossed the border, Heinrich Himmler and a few SS officers landed in Vienna to arrest prominent representatives of the First Republic such as Richard Schmitz, Leopold Figl, Friedrich Hillegeist and Franz Olah. During the few short weeks between the Anschluss and the plebiscite, Social Democrats, Communists, and other potential political dissenters, as well as Jews, were rounded up and either imprisoned or sent to concentration camps. Within only a few days of 12 March, 70,000 people had been arrested. The plebiscite itself was subject to large-scale propaganda and to the abrogation of the voting rights of around 400,000 people (nearly 10% of the eligible voting population), mainly former members of left-wing parties and Jews.
While historians concur that the result itself was not manipulated, the voting process was neither free nor secret. Officials were present directly beside the voting booths and received the voting ballot by hand (in contrast to a secret vote where the voting ballot is inserted into a closed box). In some remote areas of Austria the referendum on the independence of Austria on 13 March had been held despite the Wehrmacht's presence in Austria (it took up to 3 days to occupy every part of Austria). For instance, in the village of Innervillgraten a majority of 95% voted for Austria's independence.
Austria remained part of the Third Reich until the end of World War II when a preliminary Austrian Government declared the Anschluss "null und nichtig" (null and void) on 27 April 1945. After the war, then allied-occupied Austria was recognized and treated as a separate country, but was not restored to sovereignty until the Austrian State Treaty and Austrian Declaration of Neutrality, both of 1955, largely due to the rapid development of the Cold War and disputes between the Soviet Union and its former allies over its foreign policy.
Cardinal Theodor Innitzer (a political figure of the CS) declared as early as 12 March: "The Viennese Catholics should thank the Lord for the bloodless way this great political change has occurred, and they should pray for a great future for Austria. Needless to say, everyone should obey the orders of the new institutions." The other Austrian bishops followed suit some days later. Vatican Radio, however, immediately broadcast a vehement denunciation of the German action, and Cardinal Pacelli, the Vatican Secretary of State, ordered Innitzer to report to Rome. Before meeting with the pope, Innitzer met with Pacelli, who had been outraged by Innitzer's statement. He made it clear that Innitzer needed to retract; he was made to sign a new statement, issued on behalf of all the Austrian bishops, which provided: “The solemn declaration of the Austrian bishops ... was clearly not intended to be an approval of something that was not and is not compatible with God's law”. The Vatican newspaper also reported that the bishops' earlier statement had been issued without the approval from Rome.
Robert Kauer, president of the minority Lutheran Church in Austria, greeted Hitler on 13 March as "saviour of the 350,000 German Protestants in Austria and liberator from a five-year hardship." Even Karl Renner, the most famous Social Democrat of the First Republic, announced his support for the Anschluss and appealed to all Austrians to vote in favour of it on 10 April.
The international response to the expansion of Germany may be described as moderate. The Times commented that 200 years ago Scotland had joined England as well and that this event would not really differ much. On 14 March, the British Prime Minister Neville Chamberlain noted in the House of Commons:
His Majesty's Government have throughout been in the closest touch with the situation. The Foreign Secretary saw the German Foreign Minister on the 10th of March and addressed to him a grave warning on the Austrian situation and upon what appeared to be the policy of the German Government in regard to it.... Late on the 11th of March our Ambassador in Berlin registered a protest in strong terms with the German Government against such use of coercion, backed by force, against an independent State in order to create a situation incompatible with its national independence.
However the speech concluded:
I imagine that according to the temperament of the individual the events which are in our minds to-day will be the cause of regret, of sorrow, perhaps of indignation. They cannot be regarded by His Majesty's Government with indifference or equanimity. They are bound to have effects which cannot yet be measured. The immediate result must be to intensify the sense of uncertainty and insecurity in Europe. Unfortunately, while the policy of appeasement would lead to a relaxation of the economic pressure under which many countries are suffering to-day, what has just occurred must inevitably retard economic recovery and, indeed, increased care will be required to ensure that marked deterioration does not set in. This is not a moment for hasty decisions or for careless words. We must consider the new situation quickly, but with cool judgement... As regards our defence programmes, we have always made it clear that they were flexible and that they would have to be reviewed from time to time in the light of any development in the international situation. It would be idle to pretend that recent events do not constitute a change of the kind that we had in mind. Accordingly we have decided to make a fresh review, and in due course we shall announce what further steps we may think it necessary to take.
The moderate reaction to the Anschluss (the reaction from America being strikingly similar to the British position) was the first major consequence of the strictly followed appeasement British foreign policy strategy. The international reaction to the events of 12 March 1938 led Hitler to conclude that he could use even more aggressive tactics in his roadmap to expand the Third Reich, as he would later in annexing the Sudetenland. The relatively bloodless Anschluss helped pave the way for the Treaty of Munich in September 1938 and the annexation of Czechoslovakia in 1939, because it reinforced appeasement as the right way for the United Kingdom to deal with Hitler's Germany.
Some historical sources, for instance, Encyclopædia Britannica, describe the Anschluss as an "annexation rather than a union. From a factual view of the events that were mainly driven by the German military power and political pressure within Austria and from the outside the term annexation is the closer description than the term "Anschluss". It however omits to present the differences between the "Anschluss" and other annexations of Nazi Germany backed by force, i.e. large parts of the Austrian population either supported or were indifferent to the incorporation of Austria into the Third Reich.
The governments of the United Kingdom, the Soviet Union and the United States of America are agreed that Austria, the first free country to fall a victim to Hitlerite aggression, shall be liberated from German domination.They regard the annexation imposed on Austria by Germany on 15 March 1938, as null and void. They consider themselves as in no way bound by any charges effected in Austria since that date. They declare that they wish to see re-established a free and independent Austria and thereby to open the way for the Austrian people themselves, as well as those neighbouring States which will be faced with similar problems, to find that political and economic security which is the only basis for lasting peace.
Austria is reminded, however, that she has a responsibility, which she cannot evade, for participation in the war at the side of Hitlerite Germany, and that in the final settlement account will inevitably be taken of her own contribution to her liberation.
To judge from the last paragraph and subsequent determinations at the Nuremberg Trial, the Declaration was intended to serve as propaganda aimed at stirring Austrian resistance (although there are Austrians counted as Righteous Among the Nations, there never was an effective Austrian armed resistance of the sort found in other countries under German occupation) more than anything else, although the exact text of the declaration is said to have a somewhat complex drafting history. At Nuremberg Arthur Seyss-Inquart and Franz von Papen, in particular, were both indicted under count one (conspiracy to commit crimes against peace) specifically for their activities in support of the Austrian Nazi Party and the Anschluss, but neither was convicted of this count. In acquitting von Papen, the court noted that his actions were in its view political immoralities but not crimes under its charter. Seyss-Inquart was convicted of other serious war crimes, most of which took place in Poland and the Netherlands, was sentenced to death and executed.
This view of the events of 1938 has deep roots in the ten years of Allied occupation and the struggle to regain Austrian sovereignty: The victim theory played an essential role in the negotiations on the Austrian State Treaty with the Soviets, and by pointing to the Moscow Declaration, Austrian politicians heavily relied on it to achieve a solution for Austria different to the division of Germany into separate Eastern and Western states. The State Treaty, alongside with the subsequent Austrian declaration of permanent neutrality, marked important milestones for the solidification of Austria's independent national identity during the course of following decades.
As Austrian politicians of the Left and Right attempted to reconcile their differences in order to avoid the violent conflict that had dominated the First Republic, discussions of both Austrian-Nazism and Austria's role during the Nazi-era were largely avoided. Still, the Austrian People's Party (ÖVP) had advanced, and still advances, the argument that the establishment of the Dollfuss dictatorship was necessary in order to maintain Austrian independence; while the Austrian Social Democratic Party, (SPÖ), argues that the Dollfuss dictatorship stripped the country of the democratic resources necessary to repel Hitler; yet it ignores that Hitler himself was indigenous to Austria.
Another main factor for Austria and its coming to terms with the past emerged in the 1980s: Jörg Haider and the rise of the Freedom Party of Austria (FPÖ). The party had combined elements of the pan-German right with free-market liberalism since its foundation in 1955, but after Haider had ascended to the party chairmanship in 1986, the liberal elements became increasingly marginalized while Haider began to openly use nationalist and anti-immigrant rhetoric. He was often criticised for tactics such as the völkisch (ethnic) definition of national interest ("Austria for Austrians") and his apologism for Austria's past, notably calling members of the Waffen-SS "men of honour". Following an enormous electoral rise in the 1990s peaking in the 1999 elections, the FPÖ, now purged of its liberal elements, entered a coalition with the Austrian People's Party (ÖVP) led by Wolfgang Schüssel that met international condemnation in 2000. This coalition triggered the regular Donnerstagsdemonstrationen (Thursday demonstrations) in protest against the government, which took place on the Heldenplatz, where Hitler had greeted the masses during the Anschluss. Haider's tactics and rhetoric, which were often criticised as sympathetic to Nazism, again forced Austrians to reconsider their relationship to the past.
But Haider is not alone in making controversial remarks about Austria's past: Haider's coalition partner, former Chancellor Wolfgang Schüssel, in a 2000 interview with the Jerusalem Post stated that Austria was the first victim of Hitler-Germany.
I personally would like to know why the WJC World Jewish Congress has hardly put any pressure on Austria, even as leading Nazis and SS leaders were Austrians, Hitler included... Immediately after the war, the US wanted to make the Russians withdraw from Austria, and the Russians wanted to keep Austria neutral, therefore there was a common interest to grant Austria victim status. And later Austria could cry poor - though its per capita income is as high as Germany's. And, most importantly, the Austrian PR machinery works better. Austria has the opera ball, the imperial castle, Mozartkugeln [a chocolate]. Americans like that. And Austrians invest and export relatively little to the US, therefore they are less vulnerable to blackmail. In the meantime, they set up a commission in Austria to clarify what happened to Jewish property. Victor Klima, the former chancellor, has asked me to join. My father fought for Austria in the First World War and in 1939 he was kicked out of Austria. After the war they offered him ten dollars per month as compensation. For this reason I told Klima, no thank you, this makes me sick.
The Simon Wiesenthal Center continues to criticise Austria (as recently as June 2005) for its alleged historical and ongoing unwillingness aggressively to pursue investigations and trials against Nazis for war crimes and crimes against humanity from the 1970s onwards. Its 2001 report offered the following characterization:
Given the extensive participation of numerous Austrians, including at the highest levels, in the implementation of the Final Solution and other Nazi crimes, Austria should have been a leader in the prosecution of Holocaust perpetrators over the course of the past four decades, as has been the case in Germany. Unfortunately relatively little has been achieved by the Austrian authorities in this regard and in fact, with the exception of the case of Dr. Heinrich Gross which was suspended this year under highly suspicious circumstances (he claimed to be medically unfit, but outside the court proved to be healthy) not a single Nazi war crimes prosecution has been conducted in Austria since the mid-1970s.
In 2003, the Center launched a worldwide effort named "Operation: Last Chance" in order to collect further information about those Nazis still alive that are potentially subject to prosecution. Although reports issued shortly thereafter credited Austria for initiating large-scale investigations, there has been one case where criticism of Austrian authorities arose recently: The Center has put 92-year old Croatian Milivoj Asner on its 2005 top ten list. Asner fled to Austria in 2004 after Croatia announced it would start investigations in the case of war crimes he may have been involved in. In response to objections about Asner's continued freedom, Austria's federal government has deferred to either extradition requests from Croatia or prosecutorial actions from Klagenfurt, neither of which appears forthcoming (as of June 2005). Extradition is not an option since Asner also holds Austrian citizenship, having lived in the country from 1946 to 1991.