In criminal law
, diminished responsibility
(or diminished capacity
) is a potential defense
by which defendants
argue that although they broke the law
, they should not be held criminally liable
for doing so, as their mental functions were "diminished" or impaired. The defense's acceptance in American jurisdictions vary considerably. The majority of states have adopted it by statute or case decision, and a minority even recognise broader defenses such as 'irresistible impulse.' Some American states restrict the defense to the charge of murder only where a successful defense will result in a manslaughter conviction instead of murder. Until recently, the Republic of Ireland did not accept the partial defense. The Irish Supreme Court had rejected the existence of the defense in The People (DPP) v Joseph O' Mahony
 ILRM 244. The case was recently abrogated, however, by enactment of the Criminal Law (Insanity) Act 2006, effective 1 June 2006
. The act, in pertinent part, specifically adopted the partial defense for the charge of murder where a successful defense will result in a manslaughter conviction instead of murder.
This is an aspect of a more general insanity defense
(see the M'Naghten Rules
). Peter Arenella, in the Columbia Law Review
(1977 p.830), stated, "the defense [of diminished responsibility]...was first recognized by Scottish common law
to reduce the punishment
of the 'partially insane
'." It developed from the practice of juries in the 19th century of returning verdicts of guilty with a recommendation as to mercy or mitigation of sentence to reflect any extenuating circumstances. In a series of decisions, given mainly by Lord Deas, a doctrine grew that various types of mental weakness could have the effect of reducing what would otherwise be a conviction for murder
(which attracted capital punishment
) to one for culpable homicide (where the courts had greater discretion in sentencing). An example of a "diminished capacity" might be extremely low intelligence
. In the English case of R v Raven
(1982) Crim. LR 51 a man who had a physical age of 22 years but a mental age of only 9 years felt provoked by homosexual advances and killed his perceived attacker. His mental deficiency was not in dispute and, since a child of 9 years would not have been criminally responsible (see s50 Children and Young Persons Act 1933), and his mental responsibility for his acts was substantially impaired, manslaughter was the only realistic verdict. The rationale of the defense is that, as a precondition to punishment
, the criminal law requires conduct to be voluntary. If something interferes with the capacity of the individual to choose to break the law, this should be reflected by an excuse or exculpation. The law should balance the need to be fair to the individual wrongdoer, but equally offer some protection to society
from a person who may not have complete control over their behavior.
The effect of the defense varies between the jurisdictions. In some, it will result in full excuse and therefore produce a verdict of "not guilty". In others, it offers only exculpation to a degree, resulting in the substitution of a lesser offence (e.g., manslaughter instead of murder) or a mitigated sentence.
California was the first state in the U.S. to adopt the diminished capacity defense, beginning with People v. Wells, 202 P.2d 53 (1949), and People v. Gorshen, 336 P.2d 492 (1959) The doctrine would soon be abolished by ballot initiative in 1982 following the negative publicity surrounding the case of Dan White, who had killed George Moscone and Harvey Milk. While White's defense team did argue successfully for a ruling of diminished capacity, resulting in a verdict of voluntary manslaughter rather than murder, an urban legend that the defense had blamed White's actions on the ingestion of sugar and junk food (the so-called "Twinkie defense") sprang up out of inaccurate media coverage. One participant in the debate over diminished capacity rulings waved a Twinkie in the air to make his point. Currently, the California Penal Code states (2002), "The defense of diminished capacity is hereby abolished ... there shall be no defense of diminished capacity, diminished responsibility, or irresistible impulse..."
- For the full page, see diminished responsibility in English law
During the course of the 20th century the courts began to limit the mental conditions falling within diminished responsibility. In HM Advocate v Savage
(1923) JC 49 Lord Alness addressed the jury (at 51):
- It is very difficult to it put in a phrase, but it has been put in this way: that there must be aberration or weakness of mind; that there must be some form of mental unsoundness; that there must be a state of mind which is bordering on, though not amounting to, insanity; that there must be a mind so affected that responsibility is diminished from full responsibility to partial responsibility. In other words, the prisoner in question must be only partially accountable for his actions. And I think one can see running through the cases that there is implied ... that there must be some form of mental disease.
This statement became the authoritative version of the test for diminished responsibility and the various factors mentioned by Lord Alness were regarded as being cumulative in nature. The effect was that the test became difficult to satisfy, and the courts adopted the position that the scope of the plea was not to be further widened (e.g. Carraher v HM Advocate
(1946) JC 108 held that the plea was not available to a person suffering from psychopathic personality. But in Galbraith v HM Advocate
(2002) JC 1 it was held that the formula in Savage
was not to be read in a narrow sense, and it was not necessary that all the criteria in that formula had to be present. Furthermore, although the plea had to be
based on some form of mental abnormality, that condition need not be one bordering on insanity. Instead the court ruled that diminished responsibility required the existence of an abnormality of mind which had the effect that the accused's ability to determine or control his actings was substantially impaired. However, the Court excluded from the scope of the plea:
- any condition brought on by the consumption of drink or drugs, and
- psychopathic personality disorder.
At present, Diminished Responsibility exists as a statutory partial defence in most Australian jurisdictions. The defence is only available in cases of murder and serves to reduce the offence to manslaughter.
For a comprehensive summary, see Law Commission. Partial Defences to Murder: Overseas Studies Consultation Paper No 173 (Appendices)
- Boland, F, Diminished Responsibility as a Defence in Irish Law, (1995) 5 Irish Criminal Law Journal 193.
- Boland, F, Diminished Responsibility as a Defence in Irish Law: Past English Mistakes and Future Irish Directions, (1996) 5 Irish Criminal Law Journal 19.
- Butler Committee (1975) The Butler Committee on Mentally Abnormal Offenders (London: HMSO) Cmnd 6244.
- Dell, S, Diminished Responsibility Reconsidered, (1982) CLR 809.
- Griew, E, Reducing Murder to Manslaughter: Whose Job? (1986) 12 Journal of Medical Ethics 18.
- Griew, E, The Future of Diminished Responsibility, (1988) CLR 75.
- Scottish Law Commission. Discussion Paper on Insanity and Diminished Responsibility. Discussion Paper No 122. (2003)